Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Russell BeamCapital Investment Group, Inc.Allstate Financial Services, LLC06-27-2012
Keith Coyner BeckCapital Investment Group, Inc.Ameriprise Financial Services, Inc.03-21-2011
John Matthew PalkoCapital Investment Group, Inc.BB&T Securities, LLC$6201-05-2018
Paul Edgerton CranfillCapital Investment Group, Inc.Capital Investment Counsel Inc08-03-2012
Joseph Daniel Gay Jr.Capital Investment Group, Inc.Cetera Investment Services LLC01-29-2018
Robert Cline Williams Jr.Capital Investment Group, Inc.Equity Services, Inc.01-11-2010
James Andrew MothorpeCapital Investment Group, Inc.Equity Services, Inc.05-07-2009
Michelle D. OnorioCapital Investment Group, Inc.Foresters Financial Services, Inc.09-08-2015
James Merritt Foushee Sr.Capital Investment Group, Inc.Great American Advisors, Inc.05-18-2010
Gavin Marshall LangleyCapital Investment Group, Inc.LPL Financial LLC09-06-2013
Bowman James NicholsonCapital Investment Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2016
Charles William Pendergraft IICapital Investment Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-13-2011
Richard Elwood Rose IIICapital Investment Group, Inc.MML Investors Services, LLC01-21-2016
Robert Royal Copeland HolmesCapital Investment Group, Inc.Next Financial Group, Inc.09-01-2010
Lawrence ZavadoffCapital Investment Group, Inc.Park Avenue Securities LLC02-07-2011
Morris Trulock BellCapital Investment Group, Inc.Prospera Financial Services, Inc.$2506-14-2019
Richard Allen YercheckCapital Investment Group, Inc.Prospera Financial Services, Inc.03-15-2019
Charles Lewis SowersCapital Investment Group, Inc.Raymond James Financial Services, Inc.$5006-20-2019
Clifford Darrell SorelCapital Investment Group, Inc.Raymond James Financial Services, Inc.$13108-07-2018
Edward John SaboCapital Investment Group, Inc.Raymond James Financial Services, Inc.12-12-2016
Cecil Arthur Creasy Jr.Capital Investment Group, Inc.RBC Capital Markets, LLC01-20-2010
David Eric Van HornCapital Investment Group, Inc.Synergy Investment Group, LLC04-01-2011
Alex B. Hargrove Sr.Capital Investment Group, Inc.UBS Financial Services Inc.$10003-12-2019
Curtis Wilson Taylor IICapital Investment Group, Inc.USA Financial Securities Corporation$10905-21-2018
Sherry Winstead WolfeCapital Investment Group, Inc.Uvest Financial Services Group, Inc.04-30-2009
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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