Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Andrew JessickCapital Investment Group, Inc.Pruco Securities, LLC.02-19-2020
Joseph Libero Pitea Jr.Capital Investment Group, Inc.H. Beck, Inc.$1001-02-2020
Steven B. HarrellCapital Investment Group, Inc.LPL Financial LLC$2510-07-2019
Charles Lewis SowersCapital Investment Group, Inc.Raymond James Financial Services, Inc.$5006-20-2019
Morris Trulock BellCapital Investment Group, Inc.Prospera Financial Services, Inc.$2506-14-2019
Richard Allen YercheckCapital Investment Group, Inc.Prospera Financial Services, Inc.03-15-2019
Alex B. Hargrove Sr.Capital Investment Group, Inc.UBS Financial Services Inc.$10003-12-2019
Seth Christopher StephenCapital Investment Group, Inc.Morgan Stanley02-27-2019
Mary RuffinCapital Investment Group, Inc.Nationwide Securities, LLC11-27-2018
Stephen Edson BushCapital Investment Group, Inc.LPL Financial LLC$10008-31-2018
Clifford Darrell SorelCapital Investment Group, Inc.Raymond James Financial Services, Inc.$13108-07-2018
Curtis Wilson Taylor IICapital Investment Group, Inc.USA Financial Securities Corporation$10905-21-2018
Marcus Todd TerdikCapital Investment Group, Inc.UBS Financial Services Inc.02-07-2018
Joseph Daniel Gay Jr.Capital Investment Group, Inc.Cetera Investment Services LLC01-29-2018
John Matthew PalkoCapital Investment Group, Inc.BB&T Securities, LLC$6201-05-2018
Lester Daniel BockowCapital Investment Group, Inc.Waddell & Reed11-20-2017
Reginald Ray RandolphCapital Investment Group, Inc.MML Investors Services, LLC05-24-2017
Kaphie W. SkinnerCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC04-21-2017
Edward Scott MonaghanCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC04-21-2017
Edward John SaboCapital Investment Group, Inc.Raymond James Financial Services, Inc.12-12-2016
Clark CallawayCapital Investment Group, Inc.Principal Securities, Inc.$1011-22-2016
Andrew Elisha RaderCapital Investment Group, Inc.PNC Investments05-16-2016
Bowman James NicholsonCapital Investment Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2016
Richard Elwood Rose IIICapital Investment Group, Inc.MML Investors Services, LLC01-21-2016
Brett Allen RutherfordCapital Investment Group, Inc.Cape Fear Securities, Inc.09-18-2015
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.