Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Frederick Andrew Cook IIIEdward JonesAXA Advisors, LLC01-03-2014
Sam Andrew MorrisonEdward JonesBB&T Investment Services, Inc.03-03-2017
Joshua Stearman BoyleEdward JonesBB&T Investment Services, Inc.08-14-2015
Susanne Smith MillerEdward JonesBB&T Securities, LLC06-14-2018
Mara Anne WessellEdward JonesCantella & Co., Inc.$2504-16-2010
Joshua Robert SeligsonEdward JonesCapFinancial Securities, LLC.03-03-2016
Jonathan Daniel WakinEdward JonesCapital Investment Group, Inc.07-14-2017
Suzanne G. BarhamEdward JonesKestra Investment Services, LLC$5001-26-2018
Barton Kevin FarrellEdward JonesLPL Financial LLC05-24-2019
Johnathon Edward PittsEdward JonesLPL Financial LLC01-18-2019
Kelly Suzanne LuckhausEdward JonesLPL Financial LLC08-18-2017
Dustin Mychael Van WeerdhuizenEdward JonesLPL Financial LLC10-21-2016
Thomas Edward HardisonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-13-2011
Donna Gwendolyn CollinsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Carol Anna HartisEdward JonesMorgan Stanley$10008-12-2011
Michael L. SimpsonEdward JonesMorgan Stanley$2507-02-2009
Geoffrey Chadwick RaynorEdward JonesOhio National Equities, Inc.12-07-2018
Paul Jeffrey TuckerEdward JonesPacific Select Distributors, LLC05-31-2016
Timothy Ray PollardEdward JonesPrivate Advisor Group, LLC$1002-22-2019
William Joseph DixonEdward JonesProEquities, Inc.04-13-2017
Ronald James CeccariniEdward JonesPruco Securities, LLC.08-25-2014
Suzette Lee McIntyreEdward JonesRaymond James Financial Services, Inc.12-17-2018
Matthew Ray RiggsEdward JonesRaymond James Financial Services, Inc.$1005-19-2017
Gary ChmielewskiEdward JonesRaymond James Financial Services, Inc.$2504-17-2017
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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