Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barton Kevin FarrellEdward JonesLPL Financial LLC05-24-2019
Brent Marshall NaylorEdward JonesWells Fargo Clearing Services, LLC$2503-22-2019
Carol Anna HartisEdward JonesMorgan Stanley$10008-12-2011
Deanna Suits ChiltonEdward JonesRBC Capital Markets, LLC$5010-08-2010
Donald Milton Adkins IIEdward JonesRBC Capital Markets, LLC$15010-08-2010
Donald Roman SteichenEdward JonesWells Fargo Clearing Services, LLC04-10-2015
Donna Gwendolyn CollinsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Dustin Mychael Van WeerdhuizenEdward JonesLPL Financial LLC10-21-2016
Eddie Ray ConradEdward JonesWells Fargo Clearing Services, LLC03-27-2009
Frederick Andrew Cook IIIEdward JonesAXA Advisors, LLC01-03-2014
Gary ChmielewskiEdward JonesRaymond James Financial Services, Inc.$2504-17-2017
Geoffrey Chadwick RaynorEdward JonesOhio National Equities, Inc.12-07-2018
James Colby LylesEdward JonesWells Fargo Clearing Services, LLC03-29-2018
Joel E YowEdward JonesWells Fargo Clearing Services, LLC$2509-09-2011
Johnathon Edward PittsEdward JonesLPL Financial LLC01-18-2019
Jonathan Daniel WakinEdward JonesCapital Investment Group, Inc.07-14-2017
Joshua Robert SeligsonEdward JonesCapFinancial Securities, LLC.03-03-2016
Joshua Stearman BoyleEdward JonesBB&T Investment Services, Inc.08-14-2015
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Kelly Suzanne LuckhausEdward JonesLPL Financial LLC08-18-2017
Leslie Michelle Smith PriceEdward JonesWells Fargo Clearing Services, LLC11-10-2014
Mara Anne WessellEdward JonesCantella & Co., Inc.$2504-16-2010
Mark Phillip DespagniEdward JonesUBS Financial Services Inc.04-26-2013
Mary Beth BrodyEdward JonesWells Fargo Clearing Services, LLC$15008-17-2012
Matthew Ray RiggsEdward JonesRaymond James Financial Services, Inc.$1005-19-2017
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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