Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Warren SmithFifth Third Securities, Inc.SunTrust Investment Services, Inc.04-01-2019
Katherine Carrowon BooneFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC01-02-2018
Casey Serge Edward Pond IIFifth Third Securities, Inc.First Citizens Investor Services, Inc.06-15-2017
Ernest William Ross IIIFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2017
Rosalie Ann MarsocciFifth Third Securities, Inc.Allstate Financial Services, LLC02-07-2017
Frederick Perry TurnerFifth Third Securities, Inc.First Citizens Investor Services, Inc.10-13-2016
Scott Michael KennedyFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC12-18-2015
Travis J HarrisFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-23-2015
Joseph Anthony LopardiFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$15005-07-2015
Michael Steven AmesFifth Third Securities, Inc.SunTrust Investment Services, Inc.$1003-31-2015
Deborah Metcalfe AikenFifth Third Securities, Inc.SunTrust Investment Services, Inc.01-15-2015
Lori Jeanne TaylorFifth Third Securities, Inc.SunTrust Investment Services, Inc.$15001-15-2015
Jessica Hope CrookFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC08-07-2014
Daniel P PooleFifth Third Securities, Inc.Vining Sparks05-22-2014
Jennifer Owens WhittakerFifth Third Securities, Inc.Allstate Financial Services, LLC09-18-2013
Jeff Joseph CashinFifth Third Securities, Inc.First Citizens Investor Services, Inc.02-08-2013
Todd Lee MccroskeyFifth Third Securities, Inc.Key Investment Services LLC10-31-2012
James Curtis BakerFifth Third Securities, Inc.Scott & Stringfellow, LLC07-26-2012
Paul Michael JennissenFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC07-18-2012
Lisabeth ThiessenFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$103-19-2012
Michael David SmithFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC03-09-2012
Michael Chad HollandFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2011
Ursula Mcallister StrongFifth Third Securities, Inc.Edward Jones07-11-2011
Kenneth Martin WinceFifth Third Securities, Inc.Edward Jones06-10-2011
Robert M PalmerFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2010
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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