Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Matthew FortinoFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC04-06-2020
Efren S. VintimillaFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC02-21-2020
Sandra D CruseFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.01-29-2020
Edward Bradshaw HarrisFirst Citizens Investor Services, Inc.BB&T Securities, LLC12-12-2019
Michelle Wilson SeamonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC10-28-2019
John T. QuiggleFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC$5010-23-2019
Edward J TurrisiFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC09-18-2019
Christel WegmannFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC09-04-2019
Sandra Lynn O'KeefeFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.07-29-2019
Brandon J. JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Craig Davis ShivelyFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-10-2019
Johnna Rene CroomFirst Citizens Investor Services, Inc.Edward Jones06-26-2019
Heath Elliott PierceFirst Citizens Investor Services, Inc.Pruco Securities, LLC.02-26-2019
Kyle O'Bryan DuffyFirst Citizens Investor Services, Inc.Vanguard Marketing Corporation02-07-2019
Breanna May StottFirst Citizens Investor Services, Inc.Finwell, Inc.01-29-2019
Hiawatha Nicely IIIFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Nicholas M. LoeperFirst Citizens Investor Services, Inc.J.P. Morgan Securities LLC01-04-2019
Michael David ClarkFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.12-24-2018
Jeffrey Scott HughesFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC$2512-10-2018
Kimberly R. HyattFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.09-26-2018
Aura Maria RodriguezFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC08-03-2018
Bryan James StanleyFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2018
Veronica Marie LommelFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-09-2018
Kevin C. RenzFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC06-27-2018
Ricky Paul SloanFirst Citizens Investor Services, Inc.PNC Investments06-27-2018
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.