Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Ruth Johnson-MooreFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC$2509-19-2017
Aura Maria RodriguezFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC08-03-2018
Brandon J. JohnsonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-15-2019
Christel WegmannFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC09-04-2019
Craig Davis ShivelyFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-10-2019
Edward J TurrisiFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC09-18-2019
Efren S. VintimillaFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC02-21-2020
Hiawatha Nicely IIIFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Jackey Joseph WebbFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC11-02-2015
James Harrison MartinFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC06-02-2014
Jay Allen WildermanFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC10-03-2011
Jeffrey Scott HughesFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC$2512-10-2018
John T. QuiggleFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC$5010-23-2019
Joseph Matthew FortinoFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC04-06-2020
Karl Sergeedward Pond IIFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC02-18-2015
Kenneth Hayes MarshFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC04-27-2011
Kevin C. RenzFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC06-27-2018
Leah Rachel SabenFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC04-18-2017
Lynn MichaelFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC08-09-2016
Mark Bradley NanceFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC01-13-2017
Michelle Wilson SeamonFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC10-28-2019
Traci Jean DiblasioFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC02-27-2018
Veronica Marie LommelFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-09-2018
Whitney C LovetteFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC05-24-2017

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.