Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Celestine Emejuru NjokuInnovation Partners LLCClient One Securities LLC02-21-2019
Paul Woodson AbeleInnovation Partners LLCDFPG Investments, Inc.12-19-2017
Prince Leon GoinsInnovation Partners LLCThe Leaders Group, Inc.$110-16-2017
Don Vincent BothwellInnovation Partners LLCKMS Financial Services, Inc.$1010-05-2017
Andrew Scott BenetInnovation Partners LLCHD Vest Investment Services08-07-2017
Bruce Michael DevoogdInnovation Partners LLCSigma Financial Corporation$106-15-2017
Earl Cochran MccraryInnovation Partners LLCAmeriprise Financial Services, Inc.$5006-15-2017
Lonnie D MclaneInnovation Partners LLCSigma Financial Corporation$2505-26-2017
Benjjamin K ZalesInnovation Partners LLCVoya Financial Advisors, Inc.01-20-2017
Tracey Stephenie DeanInnovation Partners LLCLincoln Investment$101-09-2017
Donald Branham HowardInnovation Partners LLCPark Avenue Securities LLC09-12-2016
Daniel Edwin KendrickInnovation Partners LLCNewport Coast Securities, Inc.08-12-2016
Dean Robert KoenigInnovation Partners LLCLPL Financial LLC$108-12-2016
Glenn Robert DavidowInnovation Partners LLCRidgeway & Conger, Inc.$2507-20-2016
Patrick William SchoofInnovation Partners LLC1ST Consumer Advisory Group LLC07-08-2016
Sandy Charles GiglioInnovation Partners LLCRidgeway & Conger, Inc.$1006-17-2016
Stace J. JensenInnovation Partners LLCGirard Securities, Inc.$5006-16-2016
Ronald Jay GoldmanInnovation Partners LLCQuestar Capital Corporation05-20-2016
Roland Francis ChicasInnovation Partners LLCAllstate Financial Services, LLC05-16-2016
Earl Paul AvakianInnovation Partners LLCHarbour Investments, Inc.$104-05-2016
David Anthony ReoInnovation Partners LLCSummit Brokerage Services, Inc.03-31-2016
Deborah Louise HarrisInnovation Partners LLCQuestar Capital Corporation03-31-2016
Guillermo Fidel NodarseInnovation Partners LLCMidAmerica Financial Services, Inc.$5012-15-2015
Jack Charles MercicaInnovation Partners LLCRidgeway Conger Advisory Services11-12-2015
Mary Joanne PetrettoInnovation Partners LLCNational Planning Corporation$111-11-2015
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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