Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony MarableInnovation Partners LLCAvantax Investment Services, Inc.01-02-2020
Anthony J ZilliInnovation Partners LLCLPL Financial LLC11-20-2019
Guenter Earl BergmannInnovation Partners LLCAusdal Financial Partners, Inc.08-24-2019
David Anthony HolmesInnovation Partners LLCWestern International Securities, Inc.08-23-2019
Celestine Emejuru NjokuInnovation Partners LLCClient One Securities LLC02-21-2019
Andrew Richard BinghamInnovation Partners LLCSt. Bernard Financial Services, Inc.02-21-2019
Steven Kim MitchellInnovation Partners LLCSecurities America, Inc.05-18-2018
Paul Woodson AbeleInnovation Partners LLCDFPG Investments, LLC12-19-2017
Prince Leon GoinsInnovation Partners LLCThe Leaders Group, Inc.$110-16-2017
Leslie S GarnerInnovation Partners LLCPruco Securities, LLC.10-10-2017
James Calvin Byers IIInnovation Partners LLCPruco Securities, LLC.10-10-2017
Don Vincent BothwellInnovation Partners LLCKMS Financial Services, Inc.$1010-05-2017
Thomas John AdolphInnovation Partners LLCKMS Financial Services, Inc.10-05-2017
Larry Christos SfinasInnovation Partners LLCUnited Planners' Financial Services of America A Limited Partner$5008-29-2017
Andrew Scott BenetInnovation Partners LLCAvantax Investment Services, Inc.08-07-2017
Donald Paul LeeInnovation Partners LLCInnovation Partners LLC08-04-2017
Bruce M. DevoogdInnovation Partners LLCSigma Financial Corporation06-15-2017
Steven Paul AbelsInnovation Partners LLCFortune Financial Services, Inc.06-10-2017
Lonnie D. McLaneInnovation Partners LLCSigma Financial Corporation$2805-26-2017
Judith Lynn Weld-CooperInnovation Partners LLCMML Investors Services, LLC04-29-2017
Benjjamin Parnell ZalesInnovation Partners LLCVoya Financial Advisors, Inc.01-20-2017
Tracey Stephenie DeanInnovation Partners LLCLincoln Investment01-09-2017
Donald B. HowardInnovation Partners LLCPark Avenue Securities LLC09-12-2016
Ronald Harland BergInnovation Partners LLCNewport Coast Securities, Inc.08-12-2016
Daniel Edwin KendrickInnovation Partners LLCNewport Coast Securities, Inc.08-12-2016
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.