Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Socrates Peter KoutsoutisInnovation Partners LLCParkland Securities, LLC08-08-2020
Aaron Yakov-NagarInnovation Partners LLCAvantax Investment Services, Inc.07-20-2020
Ronald Gay HankinsInnovation Partners LLCNationwide Securities, LLC07-03-2020
Barbara Jean Luczkowski-DugganInnovation Partners LLCNationwide Securities, LLC07-03-2020
Ryan Michael FiliaggiInnovation Partners LLCNewbridge Securities Corporation05-27-2020
Anthony MarableInnovation Partners LLCAvantax Investment Services, Inc.01-02-2020
Guenter Earl BergmannInnovation Partners LLCAusdal Financial Partners, Inc.08-24-2019
Andrew Richard BinghamInnovation Partners LLCSt. Bernard Financial Services, Inc.02-21-2019
Prince Leon GoinsInnovation Partners LLCThe Leaders Group, Inc.10-16-2017
Don Vincent BothwellInnovation Partners LLCKMS Financial Services, Inc.10-05-2017
Thomas John AdolphInnovation Partners LLCKMS Financial Services, Inc.10-05-2017
Andrew Scott BenetInnovation Partners LLCAvantax Investment Services, Inc.08-07-2017
Steven Paul AbelsInnovation Partners LLCFortune Financial Services, Inc.06-10-2017
Benjjamin Parnell ZalesInnovation Partners LLCVoya Financial Advisors, Inc.01-20-2017
Tracey Stephenie Dean Innovation Partners LLCLincoln Investment01-09-2017
Ronald Harland BergInnovation Partners LLCNewport Coast Securities, Inc.08-12-2016
Dean Robert KoenigInnovation Partners LLCLPL Financial LLC08-12-2016
Glenn Robert DavidowInnovation Partners LLCCherry Advisors07-20-2016
Sandy Charles GiglioInnovation Partners LLCRidgeway & Conger, Inc.06-17-2016
Stace J JensenInnovation Partners LLCGirard Securities, Inc.06-16-2016
Earl Paul AvakianInnovation Partners LLCHarbour Investments, Inc.04-05-2016
Deborah Louise HarrisInnovation Partners LLCQuestar Capital Corporation03-31-2016
David Anthony ReoInnovation Partners LLCSummit Brokerage Services, Inc.03-31-2016
Willie Bell JrInnovation Partners LLCLPL Financial LLC02-17-2016
David James HuffordInnovation Partners LLCThe O.N. Equity Sales Company02-10-2016
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.