Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Scott BenetInnovation Partners LLCHD Vest Investment Services08-07-2017
Anthony N GugginoInnovation Partners LLCGlen Eagle Wealth, LLC02-18-2014
Anthony W. Hinds-FritzInnovation Partners LLCMutual of Omaha Investor Services, Inc.05-22-2012
Antony Dertai YinInnovation Partners LLCJ.P. Turner & Company, L.L.C.09-18-2015
Benjjamin Parnell ZalesInnovation Partners LLCVoya Financial Advisors, Inc.01-20-2017
Brian Joseph MockInnovation Partners LLCSCF Securities, Inc.03-25-2014
Bruce M. DevoogdInnovation Partners LLCSigma Financial Corporation06-15-2017
Celestine Emejuru NjokuInnovation Partners LLCClient One Securities LLC02-21-2019
Daniel Edwin KendrickInnovation Partners LLCNewport Coast Securities, Inc.08-12-2016
David Anthony ReoInnovation Partners LLCSummit Brokerage Services, Inc.03-31-2016
David Barnett GoldfarbInnovation Partners LLCMML Investors Services, LLC06-03-2013
David James HuffordInnovation Partners LLCThe O.N. Equity Sales Company02-10-2016
Dean Robert KoenigInnovation Partners LLCLPL Financial LLC$2508-12-2016
Deborah Louise HarrisInnovation Partners LLCQuestar Capital Corporation03-31-2016
Don Vincent BothwellInnovation Partners LLCKMS Financial Services, Inc.$1010-05-2017
Donald B. HowardInnovation Partners LLCPark Avenue Securities LLC09-12-2016
Donald Leroy SilbermanInnovation Partners LLCSummit Brokerage Services, Inc.03-31-2015
Earl Cochran McCraryInnovation Partners LLCAmeriprise Financial Services, Inc.$5006-15-2017
Earl Paul AvakianInnovation Partners LLCHarbour Investments, Inc.04-05-2016
Edward John GarabedianInnovation Partners LLCQuestar Capital Corporation10-14-2015
Gary Howard SpindlerInnovation Partners LLCFirst Midwest Securities, Inc.$1003-04-2015
Geoffrey Hawkins ChapinInnovation Partners LLCArgentus Securities, LLC02-28-2014
Gerald Raymond NowotnyInnovation Partners LLCRoyal Alliance Associates, Inc.06-18-2010
Glenn Robert DavidowInnovation Partners LLCCherry Advisors07-20-2016
Guillermo Fidel NodarseInnovation Partners LLCMidAmerica Financial Services, Inc.12-15-2015
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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