Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William SewellJanney Montgomery Scott LLCBB&T Securities, LLC06-20-2019
Philip Lawrence FriedJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-28-2019
Robert Vernon MouroJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Jeffrey Brian JacksonJanney Montgomery Scott LLCRaymond James Financial Services, Inc.$8508-01-2017
Meagan Jackson BourgeoisJanney Montgomery Scott LLCRaymond James Financial Services, Inc.08-01-2017
Joseph Melville Broughton IIIJanney Montgomery Scott LLCBB&T Securities, LLC$13802-02-2017
Peter James AdcroftJanney Montgomery Scott LLCUBS Financial Services Inc.03-23-2016
John Poindexter Irby IVJanney Montgomery Scott LLCBB&T Securities, LLC$5001-27-2016
David Elliott GriceJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-20-2013
John R KlineJanney Montgomery Scott LLCUBS Financial Services Inc.$10002-05-2013
Joshua Patrick BrienJanney Montgomery Scott LLCUBS Financial Services Inc.02-05-2013
Christopher Dane MahoneyJanney Montgomery Scott LLCStephens09-23-2010
Van B Batchelor Noah Jr.Janney Montgomery Scott LLCUBS Financial Services Inc.05-18-2009
Andrew Clayton SmithJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15005-06-2009
Keith Eugene LivengoodJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-06-2009
Jeremy Brandon DefalcoJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-13-2009
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-05-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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