Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Glenn Russell IIILPL Financial LLCKestra Investment Services, LLC$5003-28-2019
Brooke Thornton CarpenterLPL Financial LLCFirst Command Financial Planning, Inc.01-11-2019
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
Jeremy Scott HeffnerLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
John Samuel Fitch IIILPL Financial LLCPNC Investments11-08-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, Inc.$5011-02-2018
Alton Leroy Howell Jr.LPL Financial LLCWoodbury Financial Services, Inc.$5010-16-2018
James Henry Johnson IIILPL Financial LLCEdward Jones09-10-2018
Thomas Michael BarnhartLPL Financial LLCForesters Financial Services, Inc.08-03-2018
Sean Liam Mc NallyLPL Financial LLCSecurities America, Inc.$2807-31-2018
Kevin Alan ThomasLPL Financial LLCForesters Financial Services, Inc.07-20-2018
Vanessa Markelle GilewiczLPL Financial LLCForesters Financial Services, Inc.07-20-2018
Kenneth Carson Boyd Sr.LPL Financial LLCH. Beck, Inc.$2104-02-2018
Christopher Michael FinneyLPL Financial LLCCetera Investment Services LLC$15003-26-2018
Peter M JawidzikLPL Financial LLCStratos Wealth Partners, Ltd$103-20-2018
Kristy Michelle SnippertLPL Financial LLCCitizens Securities, Inc.03-14-2018
Edward Terral HillLPL Financial LLCEdward Jones$103-01-2018
Jessica Marie Norris ChatmonLPL Financial LLCEdward Jones01-22-2018
Christopher Paul VasquesLPL Financial LLCLincoln Financial Securities Corporation$13901-19-2018
James Richard Lowe IILPL Financial LLCLincoln Financial Securities Corporation01-19-2018
Frederick David GuntherLPL Financial LLCEdward Jones$10001-18-2018
Adam Matthew KearnsLPL Financial LLCCetera Investment Services LLC01-04-2018
Chad Philip TrevithickLPL Financial LLCBb&T Investment Services, Inc.$101-02-2018
Kiran Prataprai DaveLPL Financial LLCNational Planning Corporation$5011-29-2017
Next Page »

Showing 1 to 25 of 511 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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