Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael LenahanLPL Financial LLCSunTrust Investment Services, Inc.$7512-14-2016
Michael Kostich JrLPL Financial LLCAvantax Investment Services, Inc.$13004-20-2020
Raymond Moore Christopher Moore Joseph Tuck Ashwin SharmaLPL Financial LLCLincoln Financial Securities Corporation$20009-13-2018
Terrance DonoghueLPL Financial LLCINVEST Financial Corporation$5010-04-2016
Jeffrey TalleyLPL Financial LLCPrivate Client Services, LLC$10007-22-2016
Austin Booker James FallonLPL Financial LLCWoodbury Financial Services, Inc.$10006-24-2016
Stephen GaskinsLPL Financial LLCIntercarolina Financial Services, Inc.$6006-20-2016
Herbert Moody JrLPL Financial LLCCapital Guardian Trust Company$16012-14-2016
James LowryLPL Financial LLCCapital Guardian Trust Company$10012-07-2015
Elizabeth LeventisLPL Financial LLCForesters Financial Services, Inc.$11011-01-2018
James Griffin Charles Moore IIILPL Financial LLCNationwide Securities, LLC$10012-15-2017
Wayne GreenoughLPL Financial LLCMSI Financial Services, Inc.$9212-15-2016
Ryan J SchriftLPL Financial LLCMorgan Keegan & Company, Inc.$1505-14-2012
Michael SharplesLPL Financial LLCEdward Jones05-26-2010
Mike Ashworth Steve Collie Katheryn GordonLPL Financial LLCWells Fargo Clearing Services, LLC$30004-01-2020
Bradford Clinard Ronald ClinardLPL Financial LLCWells Fargo Clearing Services, LLC$12809-21-2017
Jason SingletonLPL Financial LLCWells Fargo Clearing Services, LLC$5512-12-2016
Todd TimmermanLPL Financial LLCPrincor Financial Services$1,00003-09-2015
Michael Bradley McGradyLPL Financial LLCAmeriprise Financial Services, LLC08-14-2020
Terri-Ann Camille LindoLPL Financial LLCCetera Advisor Networks LLC$5007-22-2020
Steve Dean WilliamsLPL Financial LLCNationwide Securities, LLC$15007-01-2020
Charles Edward Eyler IVLPL Financial LLCNationwide Securities, LLC07-01-2020
Jenny Rebecca ElsteinLPL Financial LLCLifePlan Group06-24-2020
Amelia Justice HarmonLPL Financial LLCInvestacorp, Inc.06-23-2020
Brent Curtis BowmanLPL Financial LLCWoodbury Financial Services, Inc.06-11-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.