Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Lee DaltonLPL Financial LLCEdward Jones$1001-08-2009
Dennis Wayne Grinestaff Jr.LPL Financial LLCUvest Financial Services Group, Inc.01-22-2009
Sandra Gayle ThompkinsLPL Financial LLCSecurities Service Network, LLC01-26-2009
Thomas Reese NewbreyLPL Financial LLCBanc of America Investment Services, Inc.01-30-2009
James Riley McCulleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
John Gildersleeve MeakinLPL Financial LLCBanc of America Investment Services, Inc.02-09-2009
David Scott PattersonLPL Financial LLCPruco Securities, LLC.02-27-2009
James Edward ZbachLPL Financial LLCINVEST Financial Corporation03-03-2009
Mark Alan BehrensLPL Financial LLCEdward Jones03-04-2009
Brian Michael DavisLPL Financial LLCHornor, Townsend & Kent, LLC03-06-2009
Christopher William MitchellLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
David Camille BaileyLPL Financial LLCEdward Jones03-11-2009
Thomas Leo AgostinelliLPL Financial LLCCitigroup Global Markets Inc.$5003-13-2009
Joseph James ButcherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-13-2009
Jakub Martin KreuterLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2009
Sharon Kay WilsmannLPL Financial LLCUvest Financial Services Group, Inc.03-20-2009
Edwin Grover EggerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Joe Alan AmeryLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$1003-24-2009
Ryan Mathurin VerderyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
Kelly Mullin RoarkLPL Financial LLCHarbor Light Securities, LLC04-03-2009
Matthew Robert SnivelyLPL Financial LLCCUNA Brokerage Services, Inc.05-13-2009
Robert Kelly WeaverLPL Financial LLCCitigroup Global Markets Inc.05-27-2009
Marty Ray EdgeLPL Financial LLCEdward Jones05-27-2009
John Fraser McAulayLPL Financial LLCCitigroup Global Markets Inc.05-28-2009
Raymond Hinyuen MarkLPL Financial LLCChase Investment Services Corp.06-05-2009
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Showing 1 to 25 of 330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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