Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Ray StrawdermanLPL Financial LLCCBIZ Wealth Management, LLC$2512-03-2010
Adam Matthew KearnsLPL Financial LLCCetera Investment Services LLC01-04-2018
Adam S. AldrichLPL Financial LLCRaymond James & Associates, Inc.$1003-11-2015
Adam Thomas SantoLPL Financial LLCKey Investment Services LLC01-28-2010
Alan David JacobsonLPL Financial LLCWells Fargo Clearing Services, LLC$1002-08-2013
Alan David JacobsonLPL Financial LLCPNC Investments06-11-2010
Alan Edward BerkeleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2011
Alan Lee DaltonLPL Financial LLCEdward Jones$1001-12-2009
Alan Michael UlrichLPL Financial LLCKey Investment Services LLC08-20-2018
Albert Handley SeymourLPL Financial LLCAmeriprise Financial Services, LLC$5008-15-2017
Alexander Ballantyne BarnesLPL Financial LLCSECU Brokerage Services01-22-2013
Alton Leroy Howell Jr.LPL Financial LLCWoodbury Financial Services, Inc.$5010-16-2018
Alvin Dale Riley IILPL Financial LLCMetLife Investors Distribution Company03-02-2015
Alvin R. WeltonLPL Financial LLCMorgan Stanley10-28-2010
Amy C. SpeasLPL Financial LLCBB&T Institutional Investment Advisers, Inc.12-09-2013
Andreena Jo-Lynn MossLPL Financial LLCCUNA Brokerage Services, Inc.05-29-2013
Andrew Kelsey SmithLPL Financial LLCSecurities America, Inc.$15007-20-2011
Andrew Patrick BrayLPL Financial LLCAmeriprise Financial Services, LLC05-19-2010
Andrew Scott LipsonLPL Financial LLCAmeriprise Financial Services, LLC$5006-14-2017
Angela Kilgo MossLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2010
Angela Sue DiehlLPL Financial LLCEdward Jones01-22-2010
Anthony Todd JonesLPL Financial LLCFirst Legacy Securities, LLC$2502-12-2010
Antonio Vince PorrettaLPL Financial LLCWells Fargo Clearing Services, LLC07-11-2011
Arnold Alex RosalesLPL Financial LLCWells Fargo Clearing Services, LLC08-12-2013
Arthur Philip MarzanoLPL Financial LLCWells Fargo Advisors Financial Network, LLC05-26-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.