Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Handley SeymourLPL Financial LLCAmeriprise Financial Services, LLC08-15-2017
Amelia Justice HarmonLPL Financial LLCInvestacorp, Inc.06-23-2020
Andrew Patrick BrayLPL Financial LLCAmeriprise Financial Services, LLC$2505-19-2010
Andrew Scott LipsonLPL Financial LLCAmeriprise Financial Services, LLC06-14-2017
Angela Kilgo MossLPL Financial LLCWells Fargo Clearing Services, LLC$2512-14-2010
Antonio Vince PorrettaLPL Financial LLCWells Fargo Clearing Services, LLC07-11-2011
Aurea Estelle de la Cruz WangerienLPL Financial LLCEdward Jones$5001-09-2017
Austin Booker James FallonLPL Financial LLCWoodbury Financial Services, Inc.$10006-24-2016
Blake Jason GreiterLPL Financial LLCMorgan Stanley$2510-28-2013
Bobby Lewis Moss JrLPL Financial LLCWells Fargo Clearing Services, LLC$2512-14-2010
Bobby Lon YountLPL Financial LLCKing Wealth Planning, Inc.$3411-05-2013
Bonnie Jean HatleyLPL Financial LLCBB&T Investment Services, Inc.$15006-20-2011
Bradford ClinardLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-21-2017
Bradford Clinard Ronald ClinardLPL Financial LLCWells Fargo Clearing Services, LLC$12809-21-2017
Bradley Thomas StippLPL Financial LLCMorgan Stanley$2503-22-2010
Brendan Michael RoddenLPL Financial LLCRaymond James & Associates, Inc.02-16-2017
Brendan OKellyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2012
Brent Alan NiswanderLPL Financial LLCState Farm VP Management Corp.11-12-2014
Brent Curtis BowmanLPL Financial LLCWoodbury Financial Services, Inc.06-11-2020
Brian Charles ElefanteLPL Financial LLCFidelity Brokerage Services LLC01-05-2015
Brian Keith MacintoshLPL Financial LLCNationwide Securities, LLC02-19-2016
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, LLC12-19-2018
Brian Shawn ClaytonLPL Financial LLCCapital Investment Group, Inc.$5009-23-2011
Briant Gerard SikorskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00012-14-2012
Brooke Thornton CarpenterLPL Financial LLCFirst Command Brokerage Services, Inc.01-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.