Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Ray StrawdermanLPL Financial LLCCBIZ Wealth Management, LLC$2512-03-2010
Adam Matthew KearnsLPL Financial LLCCetera Investment Services LLC01-04-2018
Adam S. AldrichLPL Financial LLCRaymond James & Associates, Inc.$1003-11-2015
Alan Edward BerkeleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2011
Alan Lee DaltonLPL Financial LLCEdward Jones$1001-08-2009
Albert Handley SeymourLPL Financial LLCAmeriprise Financial Services, Inc.$5008-15-2017
Alton Leroy Howell Jr.LPL Financial LLCWoodbury Financial Services, Inc.$5010-16-2018
Alvin Dale Riley IILPL Financial LLCMetLife Investors Distribution Company03-02-2015
Andrew Patrick BrayLPL Financial LLCAmeriprise Financial Services, Inc.05-19-2010
Angela Kilgo MossLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2010
Anthony Todd JonesLPL Financial LLCFirst Legacy Securities, LLC$2502-12-2010
Antonio Vince PorrettaLPL Financial LLCWells Fargo Clearing Services, LLC07-11-2011
Austin Booker, James FallonLPL Financial LLCWoodbury Financial Services$10006-24-2016
Blake Jason GreiterLPL Financial LLCMorgan Stanley10-28-2013
Bobby Lewis Moss Jr.LPL Financial LLCWells Fargo Clearing Services, LLC12-14-2010
Bonnie Jean HatleyLPL Financial LLCBB&T Investment Services, Inc.$5006-20-2011
Brad John HansenLPL Financial LLCChase Investment Services Corp.01-19-2010
Bradford Clinard, Ronald ClinardLPL Financial LLCWells Fargo Advisors$12809-21-2017
Bradley Thomas StippLPL Financial LLCMorgan Stanley$2503-22-2010
Brandon Cameron HelmsLPL Financial LLCRaymond James Financial Services, Inc.06-03-2011
Brendan Michael RoddenLPL Financial LLCRaymond James & Associates, Inc.02-16-2017
Brent Alan NiswanderLPL Financial LLCState Farm VP Management Corp.11-12-2014
Brian Charles ElefanteLPL Financial LLCFidelity Brokerage Services LLC01-05-2015
Brian Keith MacintoshLPL Financial LLCNationwide Securities, LLC02-19-2016
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
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Showing 1 to 25 of 330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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