Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Lee BriggsLPL Financial LLCLincoln Financial Securities Corporation10-21-2019
Nicole Adrienne MiloneLPL Financial LLCSummit Brokerage Services, Inc.02-25-2019
Brooke Thornton CarpenterLPL Financial LLCFirst Command Financial Planning, Inc.01-11-2019
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, Inc.01-02-2019
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
John Samuel Fitch IIILPL Financial LLCPNC Investments11-08-2018
James Henry Johnson IIILPL Financial LLCEdward Jones09-10-2018
Thomas Michael BarnhartLPL Financial LLCForesters Financial Services, Inc.08-03-2018
Kevin Alan ThomasLPL Financial LLCForesters Financial Services, Inc.07-20-2018
Vanessa Markelle GilewiczLPL Financial LLCForesters Financial Services, Inc.07-20-2018
Logan Grey SharpeLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC06-22-2018
Kristy Michelle SnippertLPL Financial LLCCitizens Securities, Inc.03-14-2018
Edward Terral HillLPL Financial LLCEdward Jones03-01-2018
Jeffrey Brent JoyceLPL Financial LLCINVEST Financial Corporation02-14-2018
James Francis KmecLPL Financial LLCINVEST Financial Corporation02-14-2018
Mark Edward StevensLPL Financial LLCINVEST Financial Corporation02-14-2018
Richard Brian PeekLPL Financial LLCINVEST Financial Corporation02-14-2018
Scott Christopher SmithLPL Financial LLCINVEST Financial Corporation02-14-2018
Rick Ralph PlemmonsLPL Financial LLCINVEST Financial Corporation02-14-2018
Mark Edward TillettLPL Financial LLCINVEST Financial Corporation02-14-2018
Raymond Hugh Wilcox Jr.LPL Financial LLCINVEST Financial Corporation02-14-2018
Jeffrey Chad MuriLPL Financial LLCINVEST Financial Corporation02-14-2018
Jessica Marie Norris ChatmonLPL Financial LLCEdward Jones01-22-2018
James Richard Lowe IILPL Financial LLCLincoln Financial Securities Corporation01-19-2018
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Showing 1 to 25 of 329 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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