Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harry Edward O'ConnerLPL Financial LLCLincoln Financial Securities Corporation$50004-26-2019
Robert Glenn Russell IIILPL Financial LLCKestra Investment Services, LLC$50003-28-2019
James Calvin DentonLPL Financial LLCKestra Investment Services, LLC03-28-2019
Joseph M. BonannoLPL Financial LLCPeople's United Advisors, Inc.$50002-26-2019
Deborah Anne PetersonLPL Financial LLCSummit Brokerage Services, Inc.$10002-25-2019
Wade Scott SchmidtLPL Financial LLCEdward Jones02-25-2019
Nicole Adrienne MiloneLPL Financial LLCSummit Brokerage Services, Inc.02-25-2019
Kenneth Wayne HungateLPL Financial LLCKestra Advisory Services, LLC02-01-2019
Brooke Thornton CarpenterLPL Financial LLCFirst Command Financial Planning, Inc.01-11-2019
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, Inc.01-02-2019
John Jay LewisLPL Financial LLCQuestar Capital Corporation$25012-26-2018
Jeremy Scott HeffnerLPL Financial LLCAmeriprise Financial Services, Inc.$50012-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
John Samuel Fitch IIILPL Financial LLCPNC Investments11-08-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, Inc.$50011-02-2018
Alton Leroy Howell Jr.LPL Financial LLCWoodbury Financial Services, Inc.$50010-16-2018
Randy Ray MooreheadLPL Financial LLCSignator Investors, Inc.$50009-21-2018
Daniel Lashalle GordonLPL Financial LLCCFD Investments, Inc.$15009-20-2018
James Henry Johnson IIILPL Financial LLCEdward Jones09-10-2018
Lauren Graham WilliamsLPL Financial LLCMutual Securities, Inc.$50009-04-2018
Alan Michael UlrichLPL Financial LLCKey Investment Services LLC08-20-2018
Nicholas Chase MilesLPL Financial LLCPrincipal Securities, Inc.08-13-2018
Thomas Michael BarnhartLPL Financial LLCForesters Financial Services, Inc.08-03-2018
Sean Liam McNallyLPL Financial LLCSecurities America, Inc.$28007-31-2018

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.