Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Patrick MoranLincoln Financial Securities CorporationWells Fargo Clearing Services, LLC02-18-2020
Lynn Massengill KeeneLincoln Financial Securities CorporationNationwide Securities, LLC01-22-2020
Bryan Keith WallLincoln Financial Securities CorporationNationwide Securities, LLC01-17-2020
Hoss EsmaeiliLincoln Financial Securities CorporationWells Fargo Clearing Services, LLC$3812-19-2019
Eric Anthony MajewskiLincoln Financial Securities CorporationSpire Securities, LLC$2510-04-2019
Joseph Michael Lushene Jr.Lincoln Financial Securities CorporationSecurities America, Inc.$1007-31-2019
John David RichardsLincoln Financial Securities CorporationSecurian Financial Services, Inc.06-19-2019
Daniel A OdigieLincoln Financial Securities CorporationNBC Securities, Inc.$15004-02-2019
William David MillerLincoln Financial Securities CorporationWoodbury Financial Services, Inc.$4501-07-2019
Erica Mae Corn DeatonLincoln Financial Securities CorporationSECU Brokerage Services$108-01-2018
Carl EdwardsLincoln Financial Securities CorporationCalton & Associates, Inc.$2507-02-2018
David A. BarberLincoln Financial Securities CorporationNationwide Securities, LLC06-21-2018
Christopher Lee BanksLincoln Financial Securities CorporationPark Avenue Securities LLC06-12-2018
Russell Neill HadleyLincoln Financial Securities CorporationWoodbury Financial Services, Inc.12-08-2017
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation$1012-01-2017
William Francis RolandLincoln Financial Securities CorporationINVEST Financial Corporation10-19-2017
Lazaro Joseph GarciaLincoln Financial Securities CorporationAXA Distributors, LLC$1010-10-2017
Leonard Joseph BreckenLincoln Financial Securities CorporationWaddell & Reed10-03-2017
Christopher Vaughan CagleLincoln Financial Securities CorporationPrudential Annuities Distributors, Inc09-28-2017
Abigail Budd EmbryLincoln Financial Securities CorporationRaymond James Financial Services, Inc.09-08-2017
Charles Rex StricklandLincoln Financial Securities CorporationINVEST Financial Corporation$1006-27-2017
James Michael McBride Jr.Lincoln Financial Securities CorporationCapital Investment Group, Inc.$1005-16-2017
Scott Eugene SafferLincoln Financial Securities CorporationCapital Investment Group, Inc.05-16-2017
Thomas Hugh CurryLincoln Financial Securities CorporationCapital Guardian, LLC05-02-2017
Bryan Charles PollockLincoln Financial Securities CorporationNorthwestern Mutual Investment Services, LLC03-24-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.