Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erica Mae-Corn DeatonLincoln Financial Securities CorporationSECU Brokerage Services$108-01-2018
David A BarberLincoln Financial Securities CorporationNationwide Securities, LLC$1006-21-2018
Christopher Lee BanksLincoln Financial Securities CorporationPark Avenue Securities LLC$106-12-2018
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation$112-01-2017
William Francis RolandLincoln Financial Securities CorporationINVEST Financial Corporation$110-19-2017
Lazaro Joseph GarciaLincoln Financial Securities CorporationAXA Distributors, LLC10-10-2017
Leonard Joseph BreckenLincoln Financial Securities CorporationWaddell & Reed10-03-2017
Lisa Moss StricklandLincoln Financial Securities CorporationINVEST Financial Corporation$5009-11-2017
Abigail Budd EmbryLincoln Financial Securities CorporationRaymond James Financial Services, Inc.09-08-2017
James M Wallace IIILincoln Financial Securities CorporationSecurities America, Inc.$5011-29-2016
Richard Paul Parker Jr.Lincoln Financial Securities CorporationEQIS Capital Management10-10-2016
Richard Loyal BurtonLincoln Financial Securities CorporationBrooklight Place Securities, Inc.08-15-2016
Robert Christopher BrickeyLincoln Financial Securities CorporationAXA Advisors, LLC06-01-2016
Robert Whitehair MannLincoln Financial Securities CorporationCapital Guardian, LLC$25012-24-2015
Jessica C LambLincoln Financial Securities CorporationForesters Equity Services, Inc.$108-05-2015
Carl Steven MyersLincoln Financial Securities CorporationMetLife Securities Inc.04-27-2015
Steven Craig SovdeLincoln Financial Securities CorporationGlobal Financial Private Capital, LLC04-27-2015
Larry Allen Hyde IILincoln Financial Securities CorporationAXA Advisors, LLC03-20-2015
John Eldridge Parham Jr.Lincoln Financial Securities CorporationAXA Advisors, LLC$1002-20-2015
Gregory Kenneth SpencerLincoln Financial Securities CorporationMetLife Securities Inc.01-27-2015
Michael Roberto NunezLincoln Financial Securities CorporationEdward Jones11-19-2014
James Richard Lowe IILincoln Financial Securities CorporationWaddell & Reed11-03-2014
Johnathan Richard PulleynLincoln Financial Securities CorporationWoodbury Financial Services, Inc.$4608-01-2014
Michael Joseph YoungLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Michael Scott ParrishLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Next Page »

Showing 1 to 25 of 39 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.