Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erica Mae-Corn DeatonLincoln Financial Securities CorporationSECU Brokerage Services$108-01-2018
David A BarberLincoln Financial Securities CorporationNationwide Securities, LLC$1006-21-2018
Christopher Lee BanksLincoln Financial Securities CorporationPark Avenue Securities LLC$106-12-2018
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation$112-01-2017
William Francis RolandLincoln Financial Securities CorporationINVEST Financial Corporation$110-19-2017
Lazaro Joseph GarciaLincoln Financial Securities CorporationAXA Distributors, LLC10-10-2017
Leonard Joseph BreckenLincoln Financial Securities CorporationWaddell & Reed10-03-2017
Lisa Moss StricklandLincoln Financial Securities CorporationINVEST Financial Corporation$5009-11-2017
Abigail Budd EmbryLincoln Financial Securities CorporationRaymond James Financial Services, Inc.09-08-2017
James M Wallace IIILincoln Financial Securities CorporationSecurities America, Inc.$5011-29-2016
Richard Paul Parker Jr.Lincoln Financial Securities CorporationEQIS Capital Management10-10-2016
Richard Loyal BurtonLincoln Financial Securities CorporationBrooklight Place Securities, Inc.08-15-2016
Robert Christopher BrickeyLincoln Financial Securities CorporationAXA Advisors, LLC06-01-2016
Robert Whitehair MannLincoln Financial Securities CorporationCapital Guardian, LLC$25012-24-2015
Jessica C LambLincoln Financial Securities CorporationForesters Equity Services, Inc.$108-05-2015
Carl Steven MyersLincoln Financial Securities CorporationMetLife Securities Inc.04-27-2015
Steven Craig SovdeLincoln Financial Securities CorporationGlobal Financial Private Capital, LLC04-27-2015
Larry Allen Hyde IILincoln Financial Securities CorporationAXA Advisors, LLC03-20-2015
John Eldridge Parham Jr.Lincoln Financial Securities CorporationAXA Advisors, LLC$1002-20-2015
Gregory Kenneth SpencerLincoln Financial Securities CorporationMetLife Securities Inc.01-27-2015
Michael Roberto NunezLincoln Financial Securities CorporationEdward Jones11-19-2014
James Richard Lowe IILincoln Financial Securities CorporationWaddell & Reed11-03-2014
Johnathan Richard PulleynLincoln Financial Securities CorporationWoodbury Financial Services, Inc.$4608-01-2014
Michael Joseph YoungLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Michael Scott ParrishLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Next Page »

Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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