Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Bryant GoodmanLincoln Financial Securities CorporationEdward Jones$10003-26-2009
Sandra Lois ZiglarLincoln Financial Securities CorporationMML Investors Services, LLC06-01-2009
Alvonzo Timothy GibbsLincoln Financial Securities CorporationMetLife Securities Inc.04-01-2010
Kenneth Rell DavisLincoln Financial Securities CorporationMetLife Securities Inc.$10009-03-2010
Bernard Thomas KingLincoln Financial Securities CorporationMetLife Securities Inc.$50011-01-2010
Bing C. MichaelLincoln Financial Securities CorporationMetLife Securities Inc.02-01-2011
Sandra Greer AustinLincoln Financial Securities CorporationSynergy Investment Group, LLC$10005-31-2011
Melissa Godwin ScottLincoln Financial Securities CorporationCapital Investment Group, Inc.06-01-2011
Stephanie Williams GuanziniLincoln Financial Securities CorporationLPL Financial LLC$10011-15-2013
Travis L WhiteLincoln Financial Securities CorporationLPL Financial LLC$50011-15-2013
Michael Lynn StewartLincoln Financial Securities CorporationPruco Securities, LLC.02-18-2014
Michael C. WhitmanLincoln Financial Securities CorporationPruco Securities, LLC.$50002-19-2014
Joseph Welch Seegers Jr.Lincoln Financial Securities CorporationWoodbury Financial Services, Inc.03-03-2014
James M Wallace IIILincoln Financial Securities CorporationAXA Advisors, LLC$10003-13-2014
Jerry Webb ErnstLincoln Financial Securities CorporationNYLIFE Securities LLC04-25-2014
Johnathan Richard PulleynLincoln Financial Securities CorporationWoodbury Financial Services, Inc.$46008-01-2014
Michael Scott ParrishLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Michael Joseph YoungLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
James Richard Lowe IILincoln Financial Securities CorporationWaddell & Reed11-03-2014
Michael Roberto NunezLincoln Financial Securities CorporationEdward Jones11-19-2014
Laura C CollinsLincoln Financial Securities CorporationSignator Investors, Inc.11-21-2014
Gregory Kenneth SpencerLincoln Financial Securities CorporationMetLife Securities Inc.01-27-2015
John Eldridge Parham Jr.Lincoln Financial Securities CorporationAXA Advisors, LLC$10002-20-2015
Larry Allen Hyde IILincoln Financial Securities CorporationAXA Advisors, LLC03-20-2015
Steven Craig SovdeLincoln Financial Securities CorporationGlobal Financial Private Capital, Inc.$10004-27-2015
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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