Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Denise ReavisMML Investors Services, LLCEquity Services, Inc.$103-11-2019
Paul William StratosMML Investors Services, LLCPrincipal Securities, Inc.12-07-2018
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Advisory Services, LLC$5011-28-2018
Marcel DiazMML Investors Services, LLCJ.P. Morgan Securities LLC07-26-2017
Robert Alan PesakoffMML Investors Services, LLCMerCap Securities LLC06-29-2017
David Andrew SamuelsenMML Investors Services, LLCUBS Financial Services Inc.$104-07-2017
Matthew Steven SchadeMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Raymond Lee Wickham IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Nicklaus Chase AustinMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2017
James Wilbourne MckayMML Investors Services, LLCProEquities, Inc.$1010-14-2016
Geoffrey G MclawhornMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$110-13-2016
Josiah WhittenMML Investors Services, LLCPrincipal Securities, Inc.07-27-2016
Curtis Randall ByrdMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2016
Matthew E WeissmanMML Investors Services, LLCMid-Atlantic Securities, Inc.07-01-2016
Christopher Raymond RosicMML Investors Services, LLCCambridge Investment Research, Inc.04-26-2016
Jason Daniel GranthamMML Investors Services, LLCEdward Jones04-19-2016
Kurt Martin PetrucciMML Investors Services, LLCCambridge Investment Research, Inc.03-24-2016
Hunter Payne MatthewsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-08-2016
David R CrispinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
JOSEPH York HUBBARDMML Investors Services, LLCEdward Jones08-14-2015
Jonathan Richard VaclavMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-07-2015
Megan Laura Wallace HeathcoteMML Investors Services, LLCAXA Advisors, LLC06-19-2015
Ricardo RuizMML Investors Services, LLCMutual of Omaha Investor Services, Inc.06-05-2015
John Haywood Lyon Jr.MML Investors Services, LLCNew England Securities04-15-2015
Scott Owen McdonaldMML Investors Services, LLCSoutheast Investments, N.C., Inc.$1003-17-2015
Next Page »

Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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