Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rene Shoffner SummerlinMML Investors Services, LLCAllstate Financial Services, LLC$10009-24-2013
Walter Douglas Young Jr.MML Investors Services, LLCAmeriprise Financial Services, Inc.$10009-01-2009
Tyler Anthony WeikMML Investors Services, LLCAXA Advisors, LLC04-03-2019
Megan Laura Wallace HeathcoteMML Investors Services, LLCAXA Advisors, LLC06-19-2015
Laird W HepburnMML Investors Services, LLCAXA Advisors, LLC$10002-24-2014
Robert Francis PichaMML Investors Services, LLCAXA Advisors, LLC$50001-22-2014
Christopher Raymond RosicMML Investors Services, LLCCambridge Investment Research, Inc.04-26-2016
Kurt Martin PetrucciMML Investors Services, LLCCambridge Investment Research, Inc.03-24-2016
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Group, Inc.$50011-28-2018
Dara ShoffnerMML Investors Services, LLCEdward Jones03-28-2018
Demaris Kirstin ArceneauxMML Investors Services, LLCEdward Jones08-02-2016
Jason Daniel GranthamMML Investors Services, LLCEdward Jones04-19-2016
JOSEPH York HUBBARDMML Investors Services, LLCEdward Jones08-14-2015
George Albert AllenMML Investors Services, LLCEdward Jones$10012-13-2012
Chad Robert BarberMML Investors Services, LLCEdward Jones03-02-2009
Cynthia Denise ReavisMML Investors Services, LLCEquity Services, Inc.$10003-11-2019
Thomas Matthew LindhMML Investors Services, LLCFirst Allied Advisory Services, Inc.01-17-2014
Matthew Steven SchadeMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Raymond Lee Wickham IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Denis Richard CurcioMML Investors Services, LLCIntegrity Investments, Inc.$50007-16-2009
Luke HopkinsMML Investors Services, LLCIntervest International Equities Corporation$10009-12-2019
Ryan William FosterMML Investors Services, LLCINVEST Financial Corporation09-22-2009
Marcel DiazMML Investors Services, LLCJ.P. Morgan Securities LLC07-26-2017
Thomas O. Blackwell Sr.MML Investors Services, LLCLPL Financial LLC06-23-2014
David Lee MaynardMML Investors Services, LLCLPL Financial LLC$10010-04-2011
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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