Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Devonte L IvoryMML Investors Services, LLCW&S Brokerage Services, Inc.07-29-2020
Riley Christopher GallaherMML Investors Services, LLCBB&T Securities, LLC05-12-2020
Jabbar JamisonMML Investors Services, LLCNYLIFE Securities LLC03-19-2020
Marion Benjamin NoblesMML Investors Services, LLCWells Fargo Clearing Services, LLC01-30-2020
James Hayward SuttonMML Investors Services, LLCEdward Jones01-15-2020
Luke HopkinsMML Investors Services, LLCIntervest International Equities Corporation09-12-2019
Cynthia Denise ReavisMML Investors Services, LLCEquity Services, Inc.03-11-2019
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Group, Inc.11-28-2018
Mark R AllredMML Investors Services, LLCNationwide Securities, LLC08-30-2018
Carl Andrew UpchurchMML Investors Services, LLCPark Avenue Securities LLC09-29-2017
Jonathan Collins BooneMML Investors Services, LLCHornor, Townsend & Kent, LLC06-15-2017
Matthew Steven SchadeMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Raymond Lee Wickham IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC03-22-2017
Nicklaus C AustinMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2017
Russell B MooreMML Investors Services, LLCPark Avenue Securities LLC12-12-2016
James Wilbourne MckayMML Investors Services, LLCProEquities, Inc.$1010-14-2016
Geoffrey G McLawhornMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-13-2016
Matthew E WeissmanMML Investors Services, LLCMid-Atlantic Securities, Inc.07-01-2016
Robert Douglas CowanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-24-2016
Donald Paul RobbinsMML Investors Services, LLCNYLIFE Securities LLC$3604-08-2016
David R CrispinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Jonathan Richard VaclavMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-07-2015
Ricardo RuizMML Investors Services, LLCMutual of Omaha Investor Services, Inc.06-05-2015
Scott Owen McDonaldMML Investors Services, LLCSoutheast Investments, N.C., Inc.$1003-17-2015
Neville Von Brock FearingMML Investors Services, LLCVanguard Marketing Corporation07-23-2014
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.