Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Patrick GeaslenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-24-2020
Elaina EspinosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-17-2020
Nicholas John BaumgartenMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-31-2020
Kyle William PotenskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-31-2020
Rhea Nerissa HaynesMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC05-29-2020
William L BraudeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-20-2020
Bryan James StanleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Citizens Investor Services, Inc.05-20-2020
Harmony Davies SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedRobert W. Baird & Co. Incorporated05-12-2020
Christopher Herter EkstromMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.05-11-2020
Thomas Garrison BaysingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-22-2020
Lance Dawayne StanislausMerrill Lynch, Pierce, Fenner & Smith IncorporatedW&S Brokerage Services, Inc.03-09-2020
Timothy M PhenecieMerrill Lynch, Pierce, Fenner & Smith IncorporatedWoodbury Financial Services, Inc.03-05-2020
Timothy Michael CodyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.03-04-2020
Timothy Michael WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-25-2020
Cleo James KontoulasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC02-21-2020
Zachary LewerMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation02-06-2020
Devaun SwaffordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-14-2020
Bryan Thomas MarciniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2019
Katherine VegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-17-2019
Amber Lynne WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-10-2019
Erin Lee PatakMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.11-07-2019
Aric DambrevilleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2019
Douglas L ChiltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2019
Christian David MonteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.10-07-2019
Thomas Winslow LandzertMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC09-23-2019
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.