Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance Dawayne StanislausMerrill Lynch, Pierce, Fenner & Smith IncorporatedW&S Brokerage Services, Inc.03-09-2020
Timothy Marinus PhenecieMerrill Lynch, Pierce, Fenner & Smith IncorporatedWoodbury Financial Services, Inc.$5003-05-2020
Timothy Michael WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-25-2020
Cleo KontoulasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC02-21-2020
Zachary Adam LewerMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation02-06-2020
Bryan Thomas MarciniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2019
Metin Behzat KurkcuMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2019
Katherine VegaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-17-2019
Amber Lynne WrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-10-2019
Aric DambrevilleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2019
Douglas L. ChiltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2019
John Robert HealeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2019
Thomas Robert PiazzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1010-10-2019
Christian David MonteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.10-07-2019
Thomas Winslow LandzertMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC09-23-2019
Ana Rocio TorresMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2019
Bryant James TromblyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-27-2019
Keith CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-24-2019
Ashley Jennifer CedroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-12-2019
Sandro Odima AristilMerrill Lynch, Pierce, Fenner & Smith IncorporatedQUEEN CITY INVESTMENT PARTNERS06-27-2019
Brett Michael WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-31-2019
Raymond Joseph Marquez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-26-2019
Daniel P. CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-16-2019
Barry A VenickMerrill Lynch, Pierce, Fenner & Smith IncorporatedW&S Brokerage Services, Inc.04-05-2019
John Christopher James IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-29-2019
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Showing 1 to 25 of 231 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.