Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William J. ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.10-22-2013
Robert C. ZieglerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.02-21-2017
Kevin Rone ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.06-13-2011
Michelle Lee LaCountMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$10003-20-2018
Todd Stafford McClureMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$5012-13-2013
Kimberley Saunders KraussMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-30-2012
Joshua Clayton Johnson Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$1003-29-2012
Matthew Richard VlissidesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-09-2018
Robert Joseph GlausserMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2012
Marcus Edward FieldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.06-15-2009
Jeff L BurgessMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Compass Investment Solutions, Inc.07-26-2010
Angela Nicole FerrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Investment Group, Inc.08-25-2014
Richard FountainMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarolinas Investment Consulting LLC02-13-2019
Raymond Joseph Marquez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-26-2019
Brian A. CarrilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-18-2018
John James AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$1001-16-2009
Sean Wade LutkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrown Capital Securities, L.P.08-22-2017
Teresa Mcfadden ElliottMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUSO Financial Services, L.P.04-23-2010
Jonathon HubbardMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Capital Management, LLC05-25-2018
Hunter Alexander PattersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC09-28-2018
Timothy Michael WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-25-2020
Ashley Jennifer CedroneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-12-2019
Cigi HollingsworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-21-2018
Taylor M. FoleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-12-2017
Stephen Mark FuscoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-04-2017
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Showing 1 to 25 of 231 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.