Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-24-2019
Brett Michael WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-31-2019
Raymond Joseph Marquez Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-26-2019
Daniel P. CooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation04-16-2019
Michael Alan ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Distributors, Inc.$5003-05-2019
Richard FountainMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarolinas Investment Consulting LLC02-13-2019
Andrew John CapecciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2018
Sandlin Millaway DouglasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2508-21-2018
Cigi HollingsworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-21-2018
Brian A. CarrilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.05-18-2018
Michael Uche AmadiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2018
Alexander Reece StarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed03-29-2018
Inna CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation01-23-2018
David M. NagyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-19-2018
Wendolyn Lea ForbesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-27-2017
Robert Kirk NorthMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Distributors, Inc.10-26-2017
Jason MaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-19-2017
Brandon Edouard CousancaMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC10-04-2017
Stephen Mark FuscoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-04-2017
Ilce M. PalizaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-22-2017
Sean Wade LutkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrown Capital Securities, L.P.08-22-2017
John Paul S. SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC08-21-2017
Charles Jeffrey HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-17-2017
Metin Behzat KurkcuMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.$10008-11-2017
Charles Patrick LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-26-2017
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Showing 1 to 25 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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