Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John JAMES AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Glenn Stefan HenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15002-27-2009
Jonathan Scott PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-27-2009
Michelle Womick AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2009
Jennifer Suzanne GodseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-06-2009
Robert Steven PawlowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
Jason Alan LailMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-21-2009
Christopher Sean GeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Brian RolandMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Michael Bishop Jones JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-25-2010
William Braden BarlowMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-25-2010
Brian DAVID ParrishMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10002-25-2010
George Frederic LittlewoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-30-2010
Leigh Carol KempfMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2010
Peter Bradford GuildMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2010
Richard Steven AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-30-2010
Jason Keith LailMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15007-26-2010
Andrea C MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-21-2010
Vicky T Tsitseras LeonardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-04-2010
Eric C CarrilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2010
Joseph Goode VicarsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-20-2011
Kevin Rone ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.06-13-2011
Timothy J GibsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-18-2011
Matthew Wallace Melanie Regner George Wallace IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$22009-06-2011
Kevin KeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC09-06-2011
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Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.