Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Lynn DicksonMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
David D MehlerMetLife Securities Inc.Pruco Securities, LLC.03-01-2017
William D. TsoulosMetLife Securities Inc.MetLife Securities Inc.02-08-2017
Timothy Robert SheniseMetLife Securities Inc.Wells Fargo Clearing Services, LLC$26109-23-2016
Shayne Walcott EscobarMetLife Securities Inc.LPL Financial LLC05-11-2016
Daniel Jun LeeMetLife Securities Inc.Edward Jones02-16-2016
Kevin Maurice BuckleyMetLife Securities Inc.LPL Financial LLC01-28-2016
Christopher Austin WebbMetLife Securities Inc.Wells Fargo Clearing Services, LLC01-21-2016
Diane ManninoMetLife Securities Inc.Wells Fargo Clearing Services, LLC01-14-2016
Christopher John GaddisMetLife Securities Inc.Allstate Financial Services, LLC01-11-2016
Lisa Ann FischettiMetLife Securities Inc.Wells Fargo Clearing Services, LLC11-25-2015
Sterling Davide SamsMetLife Securities Inc.Vanguard Marketing Corporation11-12-2015
Errol MercadoMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2015
Nicole Anne Gaillard-LarsonMetLife Securities Inc.Wells Fargo Clearing Services, LLC08-18-2015
Stephen Robert JudgeMetLife Securities Inc.Securities America, Inc.$2508-17-2015
Corey Michael BrodskyMetLife Securities Inc.Northern Lights Distributors, LLC06-18-2015
Brian Michael BaroneMetLife Securities Inc.Principal Securities, Inc.06-09-2015
Alexander T. ThinnesMetLife Securities Inc.UBS Financial Services Inc.06-09-2015
Mark Thomas WaltonMetLife Securities Inc.LPL Financial LLC$5006-01-2015
Maria Magdalena FesslerMetLife Securities Inc.Wells Fargo Clearing Services, LLC05-27-2015
Mark Christopher WesleyMetLife Securities Inc.LPL Financial LLC04-20-2015
Chelsea Nicole SmithMetLife Securities Inc.Northwestern Mutual Investment Services, LLC04-08-2015
Casey Aaron SuttonMetLife Securities Inc.Pruco Securities, LLC.03-30-2015
William D. TsoulosMetLife Securities Inc.J.P. Morgan Securities LLC12-23-2014
Cynthia Louise Block-TaylorMetLife Securities Inc.AXA Advisors, LLC11-14-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.