Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jun LeeMetLife Securities Inc.Edward Jones02-16-2016
Kevin Maurice BuckleyMetLife Securities Inc.LPL Financial LLC01-28-2016
Christopher Austin WebbMetLife Securities Inc.Wells Fargo Clearing Services, LLC01-21-2016
Diane ManninoMetLife Securities Inc.Wells Fargo Clearing Services, LLC01-14-2016
Christopher John GaddisMetLife Securities Inc.Allstate Financial Services, LLC01-11-2016
Lisa Ann FischettiMetLife Securities Inc.Wells Fargo Clearing Services, LLC11-25-2015
Sterling Davide SamsMetLife Securities Inc.Vanguard Marketing Corporation11-12-2015
Errol MercadoMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2015
Maura Elizabeth SayersMetLife Securities Inc.Morgan Stanley08-18-2015
Nicole Anne Gaillard-LarsonMetLife Securities Inc.Wells Fargo Clearing Services, LLC08-18-2015
Stephen Robert JudgeMetLife Securities Inc.Securities America, Inc.08-17-2015
Corey Michael BrodskyMetLife Securities Inc.Northern Lights Distributors, LLC06-18-2015
Alexander T ThinnesMetLife Securities Inc.UBS Financial Services Inc.06-09-2015
Brian Michael BaroneMetLife Securities Inc.Principal Securities, Inc.06-09-2015
Mark Thomas WaltonMetLife Securities Inc.LPL Financial LLC06-01-2015
Maria Magdalena FesslerMetLife Securities Inc.Wells Fargo Clearing Services, LLC05-27-2015
Mark Christopher WesleyMetLife Securities Inc.LPL Financial LLC04-20-2015
Chelsea Nicole SmithMetLife Securities Inc.Northwestern Mutual Investment Services, LLC04-08-2015
Casey Aaron SuttonMetLife Securities Inc.Pruco Securities, LLC.03-30-2015
William D TsoulosMetLife Securities Inc.J.P. Morgan Securities LLC12-23-2014
Cynthia Louise Block-TaylorMetLife Securities Inc.AXA Advisors, LLC11-14-2014
Wade Aaron NisleyMetLife Securities Inc.Pruco Securities, LLC.10-17-2014
Mathias Joseph RickMetLife Securities Inc.Foresters Financial Services, Inc.09-29-2014
James Milton Hasty Jr.MetLife Securities Inc.TIAA-CREF Individual & Institutional Services, LLC08-11-2014
Peter Elliot DreyerMetLife Securities Inc.M Holdings Securities, Inc.06-03-2014
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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