Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Clayton Russell KochMorgan StanleyNorthwestern Mutual Investment Services, LLC10-18-2017
Jennifer Lyn KissingerMorgan StanleyWells Fargo Clearing Services, LLC09-25-2017
Nilsa Michelle DanielMorgan StanleyFidelity Brokerage Services LLC08-11-2017
Richard Haley HobgoodMorgan StanleyBB&T Investment Services, Inc.06-30-2017
Dana N TimchenkoMorgan StanleyUBS Financial Services Inc.$15005-15-2017
Lisa Marise GreenMorgan StanleyVanguard Marketing Corporation03-13-2017
Rodney A AdderleyMorgan StanleyWells Fargo Clearing Services, LLC$1001-03-2017
Jason M CoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$109-02-2016
Dale Susan MeltzerMorgan StanleyWells Fargo Clearing Services, LLC$5008-30-2016
Elizabeth M HobsonMorgan StanleyPark Avenue Securities LLC07-27-2016
Matthew Joseph MarksMorgan StanleyWells Fargo Clearing Services, LLC06-02-2016
Henry Spencer HarrisMorgan StanleyPNC Investments05-17-2016
Michael Dominick MarchettaMorgan StanleyAmeriprise Financial Services, Inc.$5005-13-2016
Kimberly Sizemore MoserMorgan StanleyAmeriprise Financial Services, Inc.03-24-2016
Reid Johnson TwineMorgan StanleyWells Fargo Clearing Services, LLC03-17-2016
Maria A NaranjoMorgan StanleyVanguard Marketing Corporation02-12-2016
Harold Scott CollinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2016
Bert Lester Bennett IVMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-26-2016
William Scott LovelessMorgan StanleyWells Fargo Clearing Services, LLC11-10-2015
Christopher Michael LaneMorgan StanleyWells Fargo Clearing Services, LLC07-24-2015
Charles Louis CoxMorgan StanleyFidelity Brokerage Services LLC07-10-2015
Michael D HicksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2015
Elisabeth Grace SandersMorgan StanleyWells Fargo Clearing Services, LLC07-08-2015
Lenard Bruce CohenMorgan StanleyWells Fargo Clearing Services, LLC05-19-2015
Next Page »

Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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