Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Harris Pam AshleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$3,00005-25-2012
Lou Popielarcheck Jr Kristen Yablonsky Michael T JordanMorgan StanleyWells Fargo Clearing Services, LLC$13502-14-2012
Patrick Michael Kilcoyne JrMorgan StanleyUBS Financial Services Inc.$2809-08-2020
Mark Raymond BrackettMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-15-2020
James B SessomsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-15-2020
Victor Ernest BrunoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2020
James P WatersMorgan StanleyWoodbury Financial Services, Inc.04-01-2020
Christopher John TaylorMorgan StanleyWoodbury Financial Services, Inc.$15004-01-2020
Jarrod Michael HilemanMorgan StanleyEdward Jones02-13-2020
Michael AndryMorgan StanleyWells Fargo Clearing Services, LLC01-21-2020
Keary James DidierMorgan StanleyWells Fargo Clearing Services, LLC$5012-12-2019
Larry CabreraMorgan StanleyWells Fargo Clearing Services, LLC$5008-28-2019
Robert L MackeyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2019
Justin L ChapmanMorgan StanleyWells Fargo Clearing Services, LLC06-25-2019
Matthew Edward ClaussMorgan StanleyWells Fargo Clearing Services, LLC$10005-10-2019
Elizabeth A Tanos-PriestMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Payton R MccrossanMorgan StanleyInvesco Distributors, Inc.12-17-2018
John Anthony GerminarioMorgan StanleyThrivent Investment Management Inc.11-09-2018
Joshua Lee RegnaudMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Michael Shane BanksMorgan StanleyStrategic Advisers LLC07-01-2018
Tory Jay RaetherMorgan StanleyNYLIFE Securities LLC$2503-23-2018
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Hilary MillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2017
Ramone Donnell GivensMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2017
Michele Wray WebbMorgan StanleyBB&T Securities, LLC10-02-2017
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.