Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert MackeyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2019
Matthew Edward ClaussMorgan StanleyWells Fargo Clearing Services, LLC$10005-10-2019
Elizabeth A Tanos-PriestMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Tory J RaetherMorgan StanleyNYLIFE Securities LLC$2503-23-2018
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Clayton Russell KochMorgan StanleyNorthwestern Mutual Investment Services, LLC10-18-2017
Jennifer Lyn KissingerMorgan StanleyWells Fargo Clearing Services, LLC09-25-2017
Richard Haley HobgoodMorgan StanleyBB&T Investment Services, Inc.06-30-2017
Dana Nichole TimchenkoMorgan StanleyUBS Financial Services Inc.$25005-15-2017
Lisa Marise GreenMorgan StanleyVanguard Marketing Corporation03-13-2017
Rodney A. AdderleyMorgan StanleyWells Fargo Clearing Services, LLC$1001-03-2017
Jason M. CoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2016
Dale Susan MeltzerMorgan StanleyWells Fargo Clearing Services, LLC$5008-30-2016
Elizabeth M. HobsonMorgan StanleyPark Avenue Securities LLC07-27-2016
Michael Dominick MarchettaMorgan StanleyAmeriprise Financial Services, Inc.$5005-13-2016
Maria A. NaranjoMorgan StanleyVanguard Marketing Corporation02-12-2016
William Scott LovelessMorgan StanleyWells Fargo Clearing Services, LLC11-10-2015
Christopher Michael LaneMorgan StanleyWells Fargo Clearing Services, LLC07-24-2015
Lenard Bruce CohenMorgan StanleyWells Fargo Clearing Services, LLC05-19-2015
John Alaway KramerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2014
Michael Scott CooperMorgan StanleyBB&T Securities, LLC$10008-15-2013
Michele Pike SmithMorgan StanleyBB&T Securities, LLC$5008-15-2013
John David MacikMorgan StanleyAmeriprise Financial Services, Inc.07-25-2013
James David RushtonMorgan StanleyRaymond James & Associates, Inc.$2505-31-2013
Amy Lee JohnstonMorgan StanleyLord Abbett Distributor LLC04-02-2013
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Showing 1 to 25 of 168 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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