Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James William Patrick WolfMorgan StanleyWells Fargo Clearing Services, LLC$108-31-2009
Charles H. Moehrke Jr.Morgan StanleyUBS Financial Services Inc.$10010-21-2009
Norris Gates CottonMorgan StanleyUBS Financial Services Inc.$2510-21-2009
Ryan ButlerMorgan StanleyUBS Financial Services Inc.10-21-2009
Charles Edward Crossingham Jr.Morgan StanleyWells Fargo Clearing Services, LLC12-14-2009
John Michael HallMorgan StanleyVanguard Marketing Corporation12-14-2009
Keith Marlow SeiversMorgan StanleyWells Fargo Clearing Services, LLC12-14-2009
David H. MarshallMorgan StanleyLPL Financial LLC02-25-2010
Donna Marie DudekMorgan StanleyMorgan Stanley03-11-2010
Lee Tyler KennedyMorgan StanleyAXA Advisors, LLC03-19-2010
Melvin Maurice McCord IIIMorgan StanleyTransamerica Financial Advisors, Inc03-30-2010
Grady Keever Howard IIIMorgan StanleyUBS Financial Services Inc.04-16-2010
Moana N TuckerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2010
Leighton Graham GourleyMorgan StanleyMML Investors Services, LLC05-05-2010
Jeffrey Brent GaskinMorgan StanleyUBS Financial Services Inc.$1005-19-2010
Devon Elise KillianMorgan StanleyVoya Financial Advisors, Inc.08-16-2010
Thaddeus David MooreMorgan StanleyCredit Suisse Securities (USA) LLC$2509-01-2010
James Douglas BowersMorgan StanleyWells Fargo Clearing Services, LLC09-02-2010
Meghan E. ChildsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2010
Foster Mcgahan Lynch IVMorgan StanleyWells Fargo Clearing Services, LLC09-27-2010
William Joseph UtheMorgan StanleyUBS Financial Services Inc.09-30-2010
Kent Evan MillerMorgan StanleyUBS Financial Services Inc.$2509-30-2010
Andrew James McKayMorgan StanleyUBS Financial Services Inc.09-30-2010
Blake Jason GreiterMorgan StanleyUBS Financial Services Inc.09-30-2010
John Gary BennettMorgan StanleyWells Fargo Clearing Services, LLC10-04-2010
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.