Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth A Tanos-PriestMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
James Dunegan Harris Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-25-2012
James Harris, Pam AshleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$3,00005-25-2012
Jason M. CoxMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2016
John Alaway KramerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2014
Melanie R RegnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-30-2011
Michael Allen HarrisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2011
Pamela Sue AshleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-25-2012
Robert MackeyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2019
Sandra Jean PuffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-08-2012
William Fairfax CooperMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-18-2011

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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