Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob John BishopNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.03-10-2020
Kimberly BellNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.02-27-2020
Brittney Briles DeeseNorthwestern Mutual Investment Services, LLCM Holdings Securities, Inc.10-11-2019
Myles Pennington AllinghamNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2019
Joseph Matthew BrooksNorthwestern Mutual Investment Services, LLCKestra Investment Services, LLC10-23-2018
Keith Emory MaysNorthwestern Mutual Investment Services, LLCPrincipal Securities, Inc.09-26-2018
Joshua Dale FrancisNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.09-25-2018
Madeline Elena McGinnNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC08-24-2018
Matthew HaganNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-09-2018
Rebecca Lynn LackeyNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.02-14-2018
Glen Alan Long Jr.Northwestern Mutual Investment Services, LLCMorgan Stanley02-12-2018
Megan Laura Wallace HeathcoteNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC10-19-2017
Michael Tuomas CollegemanNorthwestern Mutual Investment Services, LLCEdward Jones10-04-2017
David Edwin WhitakerNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC09-22-2017
Samuel James WeidnerNorthwestern Mutual Investment Services, LLCTIAA-CREF Individual & Institutional Services, LLC07-06-2017
Anna Leigh HensonNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC06-01-2017
Wayne Turner HouseNorthwestern Mutual Investment Services, LLCHatteras Capital04-20-2017
Kurt James SnyderNorthwestern Mutual Investment Services, LLCNewport Group Securities, Inc.04-10-2017
Justin William CarrasNorthwestern Mutual Investment Services, LLCRaymond James Financial Services, Inc.02-08-2017
Timothy Tyler HowardNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.01-04-2017
Jed Davis WilkersonNorthwestern Mutual Investment Services, LLCWells Fargo Securities, LLC01-03-2017
Michele ImbachNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC09-14-2016
Christopher W. BibowNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC09-08-2016
Sarah Garvey SeatonNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC08-16-2016
Jeffrey Allen GluckNorthwestern Mutual Investment Services, LLCState Farm VP Management Corp.06-30-2016
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.