Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Ellington White Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-07-2018
William John VlahoulisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5001-08-2018
Michael Hendrik FishmanOppenheimer & Co. Inc.LPL Financial LLC05-08-2017
Christopher Swift MunnellyOppenheimer & Co. Inc.Northwestern Mutual Investment Services, LLC01-24-2017
Grigorios I SkoteiniadisOppenheimer & Co. Inc.UBS Financial Services Inc.03-10-2015
Eugene Gray Smith IIIOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$20011-13-2014
James Christopher BryantOppenheimer & Co. Inc.BB&T Securities, LLC11-12-2014
Laura Lynn ThomfordeOppenheimer & Co. Inc.UBS Financial Services Inc.$5011-12-2014
Christopher Thomas BarbeeOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-30-2014
Steven Brent HolbrookOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15007-19-2013
Christina Leigh SimpsonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15005-04-2012
Linda Gibson SaylorOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-04-2012
William Macknight PomeroyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15005-04-2012
Laurence J. CasperOppenheimer & Co. Inc.Edward Jones11-28-2011
James Turner NorrisOppenheimer & Co. Inc.Morgan Stanley$15011-04-2011
Lee Morgan WilkinsonOppenheimer & Co. Inc.Morgan Stanley$15011-04-2011
Virginia L. WilkinsonOppenheimer & Co. Inc.Morgan Stanley$15011-04-2011
William Proctor Greathouse Jr.Oppenheimer & Co. Inc.RBC Capital Markets, LLC12-09-2010
Jerry E SmithOppenheimer & Co. Inc.Morgan Stanley07-21-2010
James Hugh WilliamsOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.$15006-11-2010
Melody Church SimsOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.$106-11-2010
Peter Rice HeathOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.05-28-2010
Donald Peter WeidemannOppenheimer & Co. Inc.Morgan Stanley$5002-10-2010
Gregory Bowman HunterOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2009
Tanner Gray RobinsonOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-12-2009
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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