Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Travis PayneOppenheimer & Co. Inc.Stanford Group Company03-09-2009
John Richard RichOppenheimer & Co. Inc.Stanford Group Company03-09-2009
Virginia Baker SaslowOppenheimer & Co. Inc.Stanford Group Company03-09-2009
William W. WatsonOppenheimer & Co. Inc.Stanford Group Company03-10-2009
Anthony Paul MonfortonOppenheimer & Co. Inc.Stanford Group Company03-10-2009
William Carson SpencerOppenheimer & Co. Inc.Stanford Group Company03-20-2009
Brenda Sparks McCleereyOppenheimer & Co. Inc.UBS Financial Services Inc.07-01-2009
Margaret Janet BaxterOppenheimer & Co. Inc.UBS Financial Services Inc.07-31-2009
Daniel Francis Scannell Jr.Oppenheimer & Co. Inc.Morgan Stanley08-31-2009
Tanner Gray RobinsonOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2009
Donald Peter WeidemannOppenheimer & Co. Inc.Morgan Stanley$2502-10-2010
Melody Church SimsOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.06-11-2010
James Hugh WilliamsOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.06-11-2010
James Turner NorrisOppenheimer & Co. Inc.Morgan Stanley$15011-04-2011
Lee Morgan WilkinsonOppenheimer & Co. Inc.Morgan Stanley$15011-04-2011
Virginia Lawrence WilkinsonOppenheimer & Co. Inc.Morgan Stanley$10011-04-2011
Laurence J. CasperOppenheimer & Co. Inc.Edward Jones11-28-2011
Christina Leigh SimpsonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5005-04-2012
Laura Lynn ThomfordeOppenheimer & Co. Inc.UBS Financial Services Inc.$5011-12-2014
Eugene Gray Smith IIIOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC11-13-2014
Christopher Swift MunnellyOppenheimer & Co. Inc.Northwestern Mutual Investment Services, LLC01-24-2017
William John VlahoulisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5001-08-2018
James Ellington White Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-07-2018

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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