Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Ellington White Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-07-2018
William John VlahoulisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5001-08-2018
Nelson Mahan KellyOppenheimer & Co. Inc.SunTrust Investment Services, Inc.$10007-06-2017
Christopher Swift MunnellyOppenheimer & Co. Inc.Northwestern Mutual Investment Services, LLC01-24-2017
Grigorios I SkoteiniadisOppenheimer & Co. Inc.UBS Financial Services Inc.03-10-2015
Eugene Gray Smith IIIOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10011-13-2014
James Christopher BryantOppenheimer & Co. Inc.BB&T Securities, LLC11-12-2014
Laura Lynn ThomfordeOppenheimer & Co. Inc.UBS Financial Services Inc.$5011-12-2014
Christopher Thomas BarbeeOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5005-30-2014
Steven Brent HolbrookOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC07-19-2013
William Macknight PomeroyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5005-04-2012
Linda Gibson SaylorOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$20005-04-2012
Christina Leigh SimpsonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5005-04-2012
Laurence J. CasperOppenheimer & Co. Inc.Edward Jones11-28-2011
Virginia Lawrence WilkinsonOppenheimer & Co. Inc.Morgan Stanley$10011-04-2011
Lee Morgan WilkinsonOppenheimer & Co. Inc.Morgan Stanley$15011-04-2011
James Turner NorrisOppenheimer & Co. Inc.Morgan Stanley$15011-04-2011
William Proctor Greathouse Jr.Oppenheimer & Co. Inc.RBC Capital Markets, LLC$15012-09-2010
Jerry Edward SmithOppenheimer & Co. Inc.Morgan Stanley$5007-21-2010
Melody Church SimsOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.06-18-2010
James Hugh WilliamsOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.06-11-2010
Peter Rice HeathOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.$2505-28-2010
Donald Peter WeidemannOppenheimer & Co. Inc.Morgan Stanley$2502-10-2010
Gregory Bowman HunterOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2009
Tanner Gray RobinsonOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.