Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph FrendakPNC InvestmentsVanguard Marketing Corporation04-02-2020
Brett Thomas SneedPNC InvestmentsCUSO Financial Services, L.P.12-05-2019
Brian Jeffrey AndersonPNC InvestmentsPruco Securities, LLC.$10010-31-2019
Edmund Michael HughesPNC InvestmentsWells Fargo Clearing Services, LLC09-17-2019
Kristen N GurneyPNC InvestmentsTIAA-CREF Individual & Institutional Services, LLC08-29-2019
Kimberly Ann Dunn-McgrathPNC InvestmentsPark Avenue Securities LLC07-24-2019
Gregory Scott WarrenPNC InvestmentsAlight Financial Solutions, LLC07-22-2019
Stephen Donald CampbellPNC InvestmentsPruco Securities, LLC.06-04-2019
David HutherPNC InvestmentsUBS Financial Services Inc.05-20-2019
Heru Tarhaka AsaramoPNC InvestmentsWells Fargo Clearing Services, LLC05-17-2019
Louis Coleman DessaintPNC InvestmentsT3 Trading Group, LLC02-06-2019
Ashley Rena MyersPNC InvestmentsWells Fargo Clearing Services, LLC02-06-2019
Joseph HubbardPNC InvestmentsMML Investors Services, LLC11-29-2018
Christopher Ryan PerriPNC InvestmentsSunTrust Investment Services, Inc.03-27-2018
Kraig Antonio JacksonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Kathleen CannonPNC InvestmentsFirst Citizens Investor Services, Inc.12-15-2017
Anita Nichole CanadyPNC InvestmentsCUSO Financial Services, L.P.11-01-2017
Katherine E GordonPNC InvestmentsStrategic Advisers LLC08-22-2017
Thomas Andrew HarlessPNC InvestmentsE*TRADE Capital Management, LLC08-08-2017
Scott A PetersenPNC InvestmentsTD Ameritrade Investment Management, LLC08-08-2017
Ryan HerbinPNC InvestmentsEdward Jones01-24-2017
Samuel Kweku AcquahPNC InvestmentsVanguard Marketing Corporation12-13-2016
Todd Robert DavisPNC InvestmentsKalos Capital, Inc.12-02-2016
Cynthia Lynn BittlePNC InvestmentsInfinex Investments, Inc.$15005-24-2016
Craig Daniel SaurerPNC InvestmentsTIAA-CREF Individual & Institutional Services, LLC$15003-03-2016
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.