Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Mohamed BouriaPNC InvestmentsFisher Investments09-14-2017
Alex Jacob MossPNC InvestmentsUBS Financial Services Inc.08-11-2015
Alexander Gordon MorrisettePNC InvestmentsWells Fargo Advisors Financial Network, LLC10-28-2013
Amber Lanea CarpenterPNC InvestmentsSECU Brokerage Services03-18-2015
Amelia Justice HarmonPNC InvestmentsLPL Financial LLC12-02-2016
Andre Patrick WilliamsPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-04-2017
Andrew Elisha RaderPNC InvestmentsPackerland Brokerage Services, Inc.12-23-2014
ANDREW Joseph SCHULTZPNC InvestmentsAXA Advisors, LLC04-06-2018
Angela Ruth Johnson-MoorePNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2012
Anita Nichole CanadyPNC InvestmentsCUSO Financial Services, L.P.$50011-01-2017
Anthony Jerome ReidPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-24-2014
April Phillips HuffinesPNC InvestmentsSunTrust Investment Services, Inc.06-03-2013
Arnold Alex RosalesPNC InvestmentsLPL Financial LLC08-19-2014
Ashley Rena MyersPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-06-2019
Brandon Michael ShephardPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-16-2018
Brandon O'Neal ForneyPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$80005-13-2015
Brett Thomas SneedPNC InvestmentsCUSO Financial Services, L.P.12-05-2019
Brian Jeffrey AndersonPNC InvestmentsPruco Securities, LLC.$10010-31-2019
Brian Patrick MarionPNC InvestmentsStrategic Advisers LLC03-01-2017
Bruce Anthony RichardsonPNC InvestmentsIndependent Advisor Alliance, LLC10-20-2017
Bryant Duan KennedyPNC InvestmentsEdward Jones$15012-04-2012
Carlo Josef GonzalesPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-11-2013
CHARLES Wesley CONKLINGPNC InvestmentsMetLife Investors Distribution Company$10003-03-2015
Charlotte Chantell LouisPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2016
Cheryl Hester GuyPNC InvestmentsBB&T Investment Services, Inc.11-02-2012
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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