Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Thomas SneedPNC InvestmentsCUSO Financial Services, L.P.12-05-2019
Edmund Michael HughesPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-17-2019
Kimberly Ann Dunn-McgrathPNC InvestmentsPark Avenue Securities LLC07-24-2019
David HutherPNC InvestmentsUBS Financial Services Inc.05-20-2019
Heru Tarhaka AsaramoPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-17-2019
Ashley Rena MyersPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-06-2019
Joseph HubbardPNC InvestmentsMML Investors Services, LLC11-29-2018
Steffen Michelle PerryPNC InvestmentsSunTrust Investment Services, Inc.07-13-2018
ANDREW Joseph SCHULTZPNC InvestmentsAXA Advisors, LLC04-06-2018
Mathieu Spence GodinPNC InvestmentsAXA Advisors, LLC04-04-2018
Christopher Ryan PerriPNC InvestmentsSunTrust Investment Services, Inc.03-27-2018
Kraig Antonio JacksonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
Nathaniel Aaron MarquezPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-23-2018
Brandon Michael ShephardPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-16-2018
Kathleen CannonPNC InvestmentsFirst Citizens Investor Services, Inc.12-15-2017
Marcel DiazPNC InvestmentsMML Investors Services, LLC12-05-2017
Kurt EngelhardtPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-16-2017
Michael Ryan LovellPNC InvestmentsProShare Advisors LLC10-26-2017
Bruce Anthony RichardsonPNC InvestmentsIndependent Advisor Alliance, LLC10-20-2017
Granville Calvin Washington Jr.PNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-28-2017
Alec Mohamed BouriaPNC InvestmentsFisher Investments09-14-2017
Joseph Francis Ready Jr.PNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-22-2017
Katherine E. GordonPNC InvestmentsStrategic Advisers LLC08-22-2017
Matthew James WilliamsPNC InvestmentsVanguard Marketing Corporation08-18-2017
Robin Lanise GravesPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2017
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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