Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Anthony FishelPruco Securities, LLC.Edward Jones05-06-2020
Deborah Louise CookPruco Securities, LLC.Allstate Financial Services, LLC04-22-2020
Kyle James LuskPruco Securities, LLC.Fidelity Brokerage Services LLC02-11-2020
Terry Matthew DresbachPruco Securities, LLC.First Command Brokerage Services, Inc.01-10-2020
Audrey Bourne GrimballPruco Securities, LLC.Edward Jones08-26-2019
Jeffrey Scott WeatherlyPruco Securities, LLC.Nationwide Securities, LLC08-23-2019
Murray WelchPruco Securities, LLC.MWA Financial Services Inc.05-06-2019
Antoine Lamont RandallPruco Securities, LLC.Edward Jones$15003-27-2019
Frederick William StansberryPruco Securities, LLC.Questar Capital Corporation02-20-2019
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
Howard Rivers Jacobs IIIPruco Securities, LLC.First Command Brokerage Services, Inc.01-03-2019
Malcolm Rose JrPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.12-04-2018
Robert Rae BartonPruco Securities, LLC.First Command Brokerage Services, Inc.09-21-2018
Robby Edward Ammons JrPruco Securities, LLC.Bankers Life Securities, Inc.09-14-2018
Dhrubo Kumar SircarPruco Securities, LLC.NYLIFE Securities LLC08-16-2018
Frank Anthony BrunoPruco Securities, LLC.Woodmen Financial Services, Inc.06-20-2018
Alvonzo Timothy GibbsPruco Securities, LLC.Lincoln Financial Securities Corporation05-16-2018
Jean Robert Metayer JrPruco Securities, LLC.Waddell & Reed01-25-2018
Thomas Herrick SauerPruco Securities, LLC.Waddell & Reed$2501-19-2018
Daniel Huiyi SainPruco Securities, LLC.Equitable Advisors, LLC12-05-2017
Andrew Brett KutnerPruco Securities, LLC.Equitable Advisors, LLC10-23-2017
Calvin James PerryPruco Securities, LLC.Allstate Financial Services, LLC08-30-2017
Matthew Patrick StutzmanPruco Securities, LLC.Waddell & Reed06-14-2017
Heather Ann BanksPruco Securities, LLC.Infinex Investments, Inc.08-03-2016
Rachele Ina Bonus-NewmanPruco Securities, LLC.PFS Investments Inc.03-07-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.