Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas J MarkenRaymond James & Associates, Inc.Morgan Stanley$5005-13-2019
Richard Eugene PayneRaymond James & Associates, Inc.MML Investors Services, LLC07-03-2018
Mark Antony GreerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-12-2018
Marvin Terrell GoldenRaymond James & Associates, Inc.ProEquities, Inc.09-29-2017
Kenneth M OffenbergRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-22-2017
Bradford Skidmore ParsonsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-17-2017
James Wesley ForresterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5012-02-2015
William Bryant Wellons Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2015
John Arthur RobinsonRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
Scott Lee AbeeRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
Paul David WillsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-20-2015
Thomas Edward Brown Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2015
Marc Adam PreyerRaymond James & Associates, Inc.Park Avenue Securities LLC06-16-2015
William Lawrence Richmond Jr.Raymond James & Associates, Inc.Sterling Monroe Securities, LLC05-21-2015
Caroline Maclean SinclairRaymond James & Associates, Inc.Edward Jones$5012-05-2014
Samir AlemRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-21-2014
Kenyon Lee AllmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-14-2014
Joseph Wilson WatsonRaymond James & Associates, Inc.Portfolio Brokerage Services, Inc.10-21-2014
Charles Bynum SatterwhiteRaymond James & Associates, Inc.Capital Investment Brokerage, Inc.09-03-2014
Catherine Michelle HunterRaymond James & Associates, Inc.UBS Financial Services Inc.$10012-13-2013
Eugene Steven MarxRaymond James & Associates, Inc.UBS Financial Services Inc.$5012-13-2013
Christopher George MitchellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2511-27-2013
Russell Anthony BallewRaymond James & Associates, Inc.UBS Financial Services Inc.09-09-2013
Adam Shain AldrichRaymond James & Associates, Inc.VALIC Financial Advisors, Inc.03-18-2013
John Weaver YoungRaymond James & Associates, Inc.First Allied Securities, Inc.01-23-2012
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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