Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adair Mckoy GrahamRaymond James & Associates, Inc.BB&T Securities, LLC$10009-23-2020
Anthony M CadieuxRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
Benjamin Douglas HadleyRaymond James & Associates, Inc.Equitable Advisors, LLC08-01-2018
Bradford Skidmore ParsonsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
Caroline Maclean SinclairRaymond James & Associates, Inc.Edward Jones$5012-05-2014
Catherine Michelle HunterRaymond James & Associates, Inc.UBS Financial Services Inc.12-13-2013
Charles Bynum SatterwhiteRaymond James & Associates, Inc.Capital Investment Brokerage, Inc.09-03-2014
Charles Earl BettsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-06-2011
Christopher George MitchellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2511-27-2013
Christopher Stephen JohnsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-16-2019
Donna Michelle Woodard-BattenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2015
Douglas J MarkenRaymond James & Associates, Inc.Morgan Stanley$5005-13-2019
Dustin LiskRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Erin Lee MarkenRaymond James & Associates, Inc.Morgan Stanley05-13-2019
Eugene Steven MarxRaymond James & Associates, Inc.UBS Financial Services Inc.12-13-2013
Franklin Parrish SparkmanRaymond James & Associates, Inc.Crown Capital Securities, L.P.06-20-2019
Fred Michael AsfouryRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-16-2019
James Wesley ForresterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5012-02-2015
John Arthur RobinsonRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
John Steven HolderRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2020
Joseph Wilson WatsonRaymond James & Associates, Inc.Portfolio Brokerage Services, Inc.10-21-2014
Kenie Theresa WrennRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-14-2019
Kenneth M OffenbergRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-22-2017
Kimberly Sizemore MoserRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC07-31-2018
Leah Stewart OgdenRaymond James & Associates, Inc.Kuhn Advisors, Inc.04-11-2011
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.