Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Korlann Krebs, Charles Earl BettsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-06-2011
William Joseph BlantonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
William F. Litchfield Jr.Raymond James & Associates, Inc.Lincoln Financial Distributors, Inc.01-19-2010
William Dennie Spry Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.$20009-06-2016
William Bryant Wellons Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2015
Thomas Edward Brown Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2015
Scott Lee AbeeRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
Robert Perry ClarkRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Robbie O'Neil ChandlerRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5009-06-2016
Richard Gladstone SimpsonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Richard Eugene PayneRaymond James & Associates, Inc.MML Investors Services, LLC07-03-2018
Richard Conrad Spangler IIIRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Ray Frederick Peck Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Priscilla Gilliam LaiteRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Philip Lucian ThomasRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Paul David WillsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2015
Paul Boddie ElamRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Michael Anthony MordentiRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-17-2009
Matthew Alan StrattonRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC$2509-24-2018
Marc Adam PreyerRaymond James & Associates, Inc.Park Avenue Securities LLC06-16-2015
Leah Stewart OgdenRaymond James & Associates, Inc.Kuhn Advisors, Inc.04-11-2011
Kirk Warren RitchieRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$2502-13-2013
Kenneth M. OffenbergRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$6409-22-2017
Kenie Theresa WrennRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-14-2019
Kelia Dawn CoffeyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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