Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Steven HolderRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2020
Dustin Lavelle LiskRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Lisa Luke WorkmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-16-2019
Franklin Parrish SparkmanRaymond James & Associates, Inc.Crown Capital Securities, L.P.06-20-2019
Kenie Theresa WrennRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-14-2019
Erin Lee MarkenRaymond James & Associates, Inc.Morgan Stanley05-13-2019
Nichola S. AginsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Matthew Alan StrattonRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC09-24-2018
Benjamin Douglas HadleyRaymond James & Associates, Inc.AXA Advisors, LLC08-01-2018
Kimberly Sizemore MoserRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC07-31-2018
Richard Eugene PayneRaymond James & Associates, Inc.MML Investors Services, LLC07-03-2018
Marvin Terrell GoldenRaymond James & Associates, Inc.ProEquities, Inc.09-29-2017
Bradford Skidmore ParsonsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
William Bryant Wellons Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2015
Scott Lee AbeeRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
John Arthur RobinsonRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
Stephanie Howard KiddRaymond James & Associates, Inc.Davenport & Company LLC11-30-2015
Paul David WillsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2015
Thomas Edward Brown Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2015
Marc Adam PreyerRaymond James & Associates, Inc.Park Avenue Securities LLC06-16-2015
Joseph Wilson WatsonRaymond James & Associates, Inc.Portfolio Brokerage Services, Inc.10-21-2014
Charles Bynum SatterwhiteRaymond James & Associates, Inc.Capital Investment Brokerage, Inc.09-03-2014
John Weaver YoungRaymond James & Associates, Inc.First Allied Securities, Inc.01-23-2012
Richard Josef MischelRaymond James & Associates, Inc.Wells Fargo Securities, LLC05-13-2011
William Korlann KrebsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2011
Next Page »

Showing 1 to 25 of 48 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.