Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Eliot QuelerRaymond James Financial Services, Inc.Vanguard Marketing Corporation07-21-2015
Alfred Patrick GugliottaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1008-31-2012
Amanda Lynn LoflinRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.07-01-2011
Andrew Burr PorterfieldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC06-19-2015
Andrew Ted OsborneRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-19-2011
Angela Taylor EddinsRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Angela Wall HallRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1008-28-2015
Arthur Charles HookerRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5010-02-2015
Carl Randy RodgersRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-24-2011
Carla Souther HauserRaymond James Financial Services, Inc.Lincoln Financial Securities Corporation$2502-29-2012
Catherine Barker SmithRaymond James Financial Services, Inc.Edward Jones06-10-2016
Charles Murphy PaderickRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-18-2017
Chris Gregory AmysRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-06-2018
Christopher Hunt CannonRaymond James Financial Services, Inc.MML Investors Services, LLC08-09-2019
Courtney H. WilliamsRaymond James Financial Services, Inc.Edward Jones$2502-22-2019
Cynthia Larson AndersonRaymond James Financial Services, Inc.Voya Financial Advisors, Inc.$5011-06-2017
Dale Lee LehenbauerRaymond James Financial Services, Inc.Raymond James & Associates, Inc.11-22-2013
David C AndersonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2017
Debra Anne PittsRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Dennis Gerald StokleyRaymond James Financial Services, Inc.OmniStar Financial Group, Inc.01-13-2014
Dustin Dale ThompsonRaymond James Financial Services, Inc.Edward Jones10-10-2013
Dwayne Mccord DeatherageRaymond James Financial Services, Inc.LPL Financial LLC$10011-09-2017
Ealon Sydney Thompson IIIRaymond James Financial Services, Inc.American Financial Management Group, Ltd.02-23-2017
Edward William BurnsRaymond James Financial Services, Inc.Morgan Stanley03-19-2010
Edwin Bennett GreshamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2012
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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