Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Monica L. DanielsSecurities America, Inc.First Command Advisory Services$5006-03-2019
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation$5012-07-2018
Jon Anthony HoyleSecurities America, Inc.OneAmerica Securities, Inc.10-26-2018
Marianne Elizabeth CarterSecurities America, Inc.National Planning Corporation$111-02-2017
Donald Grey Beard Jr.Securities America, Inc.MML Investors Services, LLC$107-31-2017
Richard Huntley HedrickSecurities America, Inc.Voya Financial Advisors, Inc.11-17-2016
John Huston CarsonSecurities America, Inc.LPL Financial LLC11-10-2016
Richard Harve Read Jr.Securities America, Inc.Woodbury Financial Services, Inc.09-01-2016
John Michael FranklinSecurities America, Inc.Woodbury Financial Services, Inc.$108-01-2016
Mark George WhitehouseSecurities America, Inc.Woodbury Financial Services, Inc.$5007-06-2016
Allen Bush GambleSecurities America, Inc.First Allied Securities, Inc.06-13-2016
Kevin Colby HarvelSecurities America, Inc.MML Investors Services, LLC02-10-2016
Burton Gloyden Stewart IIISecurities America, Inc.Park Avenue Securities LLC11-02-2015
Ruth Roberts PettySecurities America, Inc.Signator Investors, Inc.$1010-09-2015
Richard Dyke Van Westover Jr.Securities America, Inc.Woodbury Financial Services, Inc.09-01-2015
William Bradley SmithSecurities America, Inc.Woodbury Financial Services, Inc.09-01-2015
Jeffrey Marlin PhillipsSecurities America, Inc.LPL Financial LLC$1006-26-2015
SEAN LIAM MC NALLYSecurities America, Inc.LPL Financial LLC12-15-2014
Hillary Theodosia CrossSecurities America, Inc.Edward Jones$110-23-2014
Joseph Daniel Gay Jr.Securities America, Inc.Wells Fargo Clearing Services, LLC10-13-2014
Jerry Webb ErnstSecurities America, Inc.Lincoln Financial Securities Corporation08-11-2014
Travis L WhiteSecurities America, Inc.Lincoln Financial Securities Corporation08-07-2014
Judith Lohr MohrSecurities America, Inc.Householder Group Financial Advisors, LLC11-13-2013
Shaun Francis MoynihanSecurities America, Inc.TCA Financial Group, LLC06-01-2013
John Lujack NewsomeSecurities America, Inc.Woodbury Financial Services, Inc.05-14-2012
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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