Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Daniel VeverkaSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC03-08-2019
Donna Jean OxfordSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2018
Rachel Hill AshmanSunTrust Investment Services, Inc.Pruco Securities, LLC.11-02-2018
Keith Samuel Holtsclaw JrSunTrust Investment Services, Inc.TD Ameritrade, Inc.10-17-2018
George Wells Boss JrSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
Michael David SinnottSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Patrick LongSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$17809-28-2018
Walter Armstrong Kennedy IVSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15009-28-2018
Gary Leslie BargebuhrSunTrust Investment Services, Inc.Morgan Stanley$5008-24-2018
Luke J BoudreaultSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.04-30-2018
Michael Alan BoedekerSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.04-24-2018
Andrew OrrSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Angela Michelle SimonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-20-2017
Elizabeth Ball MaddenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15007-18-2016
Karen Clawges KahnSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15004-26-2016
William Scott FairclothSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC04-26-2016
Cynthia Lou HarvardSunTrust Investment Services, Inc.Prudential Annuities Distributors, Inc$15003-25-2016
Alfred Joseph GonzalezSunTrust Investment Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$15001-04-2016
Christopher Noah GeogheganSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$15009-09-2015
Christopher Shawn DavissonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-04-2015
Kendall Lloyd WellerSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-29-2015
Michael Alan PfauthSunTrust Investment Services, Inc.BB&T Investment Services, Inc.$15003-04-2015
Christopher Allan BowlingSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.$15002-20-2015
Richard Robert AshSunTrust Investment Services, Inc.BB&T Investment Services, Inc.12-03-2014
Amy Jane HayesSunTrust Investment Services, Inc.First Citizens Investor Services, Inc.07-10-2014
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.