Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Joseph CrawfordTIAA-CREF Individual & Institutional Services, LLCAlight Financial Solutions, LLC11-14-2013
Joseph Sanders ShoreTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC07-07-2015
Hseng Wei HsiangTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC10-27-2014
Ryan ShoafTIAA-CREF Individual & Institutional Services, LLCAXA Advisors, LLC12-12-2017
Kristopher James BurnhamTIAA-CREF Individual & Institutional Services, LLCBanc of America Investment Services, Inc.02-23-2009
Thomas Blake BuchananTIAA-CREF Individual & Institutional Services, LLCBB&T Investment Services, Inc.09-19-2014
Rodney Shore MatthewsTIAA-CREF Individual & Institutional Services, LLCBB&T Investment Services, Inc.$2507-16-2014
Mark Alan SchraderTIAA-CREF Individual & Institutional Services, LLCBB&T Investment Services, Inc.$1010-01-2012
Jeffrey Michael ThompsonTIAA-CREF Individual & Institutional Services, LLCCapFinancial Securities, LLC.06-03-2014
Christy Ann SackettTIAA-CREF Individual & Institutional Services, LLCCarolinas Investment Consulting LLC01-08-2015
Christina Minh-Tu NgoTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.02-06-2020
Richard Morgan FiestTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.06-29-2015
Tracy Michele TitusTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.07-02-2012
Gregory S. LatiniTIAA-CREF Individual & Institutional Services, LLCCUNA Brokerage Services, Inc.01-26-2016
Aaron Alexander NazarianTIAA-CREF Individual & Institutional Services, LLCE*TRADE Securities LLC12-11-2014
Benton Harrison Barron Jr.TIAA-CREF Individual & Institutional Services, LLCEdward Jones07-15-2014
Allen E. RushdenTIAA-CREF Individual & Institutional Services, LLCEdward Jones07-14-2014
Bryan Scott StevensonTIAA-CREF Individual & Institutional Services, LLCEdward Jones03-26-2012
Travis Philip LectureTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC08-16-2017
Ross Coble KirkmanTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC03-01-2010
Erik Bendix IbsenTIAA-CREF Individual & Institutional Services, LLCIndependent Advisor Alliance, LLC07-27-2015
Corliss MonteroTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC10-13-2016
Peter Michael RouteTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC10-05-2016
Shawn Anthony Polk Jr.TIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-22-2014
Casey Newsom BrightonTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC01-31-2018
Next Page »

Showing 1 to 25 of 122 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.