Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christina Minh-Tu NgoTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.02-06-2020
Rodney M HagerTIAA-CREF Individual & Institutional Services, LLCSynergy Investment Group, LLC11-21-2019
William Francis WilkinsonTIAA-CREF Individual & Institutional Services, LLCProvidence Capital Advisors, LLC09-12-2019
Robert D KinneyTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.05-16-2019
Melanie Johnson BertchTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC02-07-2019
Donnie ReynoldsTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Jennifer Carol SpearsTIAA-CREF Individual & Institutional Services, LLCPrincipal Securities, Inc.11-20-2018
Cary Lee BensilheTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Sasha A WhyteTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC05-31-2018
Mark Antonio CouchmanTIAA-CREF Individual & Institutional Services, LLCPFS Investments Inc.05-21-2018
Lance Ingram DunlapTIAA-CREF Individual & Institutional Services, LLCWells Fargo Advisors Financial Network, LLC04-18-2018
Larry R Melton JrTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC04-04-2018
Alexander Munib RichaniTIAA-CREF Individual & Institutional Services, LLCScottrade, Inc.03-28-2018
Brandon ShephardTIAA-CREF Individual & Institutional Services, LLCPNC Investments02-21-2018
Marc Andrew WulfTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC01-31-2018
Casey Newsom BrightonTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC01-31-2018
Ryan ShoafTIAA-CREF Individual & Institutional Services, LLCEquitable Advisors, LLC12-12-2017
Gregory Lamont Wesley-ShanksTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC11-08-2017
Robert Rolf ChuprevichTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.$10009-05-2017
Travis Philip LectureTIAA-CREF Individual & Institutional Services, LLCFidelity Brokerage Services LLC08-16-2017
Erica Victoria DamatoTIAA-CREF Individual & Institutional Services, LLCPruco Securities, LLC.08-15-2017
Matthew E HatfieldTIAA-CREF Individual & Institutional Services, LLCPark Avenue Securities LLC03-16-2017
Corliss MonteroTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC10-13-2016
Robert Brice Meek IIITIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation09-27-2016
Frederick L FreemanTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-08-2016
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.